Kroger 2013 Annual Report Download - page 39

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37
OU T S T A N D I N G E Q U I T Y A W A R D S A T F I S C A L Y E A R - E N D
฀The฀following฀table฀discloses฀outstanding฀equity-based฀incentive฀compensation฀awards฀for฀the฀named฀
executive officers as of the end of fiscal year 2013. Each outstanding award is shown separately. The vesting
schedule฀for฀each฀award฀is฀described฀in฀the฀footnotes฀to฀this฀table.฀Market฀value฀of฀unvested฀shares฀is฀based฀on฀
Kroger’s฀closing฀stock฀price฀of฀$36.10฀on฀January฀31,฀2014,฀the฀last฀trading฀day฀of฀the฀2013฀fiscal฀year.
Option Awards Stock Awards
Name
Number of
Securities
Underlying
Unexercised
Options
(#)
Exercisable
Number of
Securities
Underlying
Unexercised
Options
(#)
Unexercisable
Equity
Incentive
Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options
(#)
Option
Exercise
Price
($)
Option
Expiration
Date
Number of
Shares or
Units of Stock
That Have
Not Vested
(#)
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested
($)
Equity
Incentive
Plan
Awards:
Number of
Unearned
Shares,
Units or
Other
Rights That
Have
Not Vested
Equity
Incentive
Plan
Awards:
Market or
Payout Value
of Unearned
Shares,
Units or
Other Rights
That Have
Not Vested
David฀B.฀Dillon 300,000 $16.39 5/5/2015 23,000(6) $ 830,300
240,000 $19.94 5/4/2016 34,500(7) $1,245,450
220,000 $28.27 6/28/2017 63,810(8) $2,303,541
225,000 $28.61 6/26/2018 83,976(9) $3,031,534
180,000 45,000(1) $22.34 6/25/2019 111,968(10) $4,042,045
138,000 92,000(2) $20.16 6/24/2020 52,998(18) $2,007,032
113,440
170,160(3) $24.74 6/23/2021 37,323(19) $1,419,561
59,716 238,864(4) $21.96 7/12/2022
298,580(5) $37.76 7/15/2023
W.฀Rodney฀McMullen 75,000 $17.31 5/6/2014 35,000(6) $1,263,500
75,000 $16.39 5/5/2015 7,000(6) $252,700
60,000 $19.94 5/4/2016 10,500(7) $379,050
60,000 $28.27 6/28/2017 20,574(8) $742,721
65,000 $28.61 6/26/2018 29,232(11) $1,055,275
52,000 13,000(1) $22.34 6/25/2019 36,540(10) $1,319,094
42,000 28,000(2) $20.16 6/24/2020 80,000(13) $2,888,000
36,576 54,864(3) $24.74 6/23/2021 17,296(18) $654,984
19,488 77,952(4) $21.96 7/12/2022 12,180(19) $463,266
97,440(5) $37.76 7/15/2023
J.฀Michael฀Schlotman 20,000 $19.94 5/4/2016 2,000(6) $72,200
20,000 $28.27 6/28/2017 3,750(7) $135,375
20,000 $28.61 6/26/2018 10,269(8) $370,711
16,000 4,000(1) $22.34 6/25/2019 16,392(11) $591,751
15,000 10,000(2) $20.16 6/24/2020 20,490(10) $739,689
18,256 27,384(3) $24.74 6/23/2021 13,000(12) $469,300
10,928 43,712(4) $21.96 7/12/2022 9,699(18) $367,286
54,640(5) $37.76 7/15/2023 6,830(19) $259,779
Kathleen฀S.฀Barclay 25,000 $20.06 12/10/2019 3,750(7) $135,375
15,000 10,000(2) $20.16 6/24/2020 7,434(8) $268,367
13,216 19,824(3) $24.74 6/23/2021 12,000(14) $ 433,200
6,608 26,432(4) $21.96 7/12/2022 20,000(15) $722,000
33,040(5) $37.76 7/15/2023 13,000(16) $469,300
5,865(18) $ 222,092
4,130(19) $157,085