HTC 2007 Annual Report Download - page 42

THE CORPORATE GOVERNANCE REPORT
7978
5. WHERE THE COMPANY'S CHAIRMAN, GENERAL MANAGER, OR ANY MANAGERIAL
O FF ICER IN CHARGE O F F INANCE OR ACCOUNTING MATTERS HAS IN THE MOST
RECENT YEAR HELD A POSITION AT THE ACCOUNTING F IRM O F ITS CERTI F IED
PUBLIC ACCOUNTANT OR AT AN A FF ILIATED ENTERPRISE O F SUCH ACCOUNTING
F IRM, THE NAME AND POSITION O F THE PERSON, AND THE PERIOD DURING WHICH
THE POSITION WAS HELD, SHALL BE DISCLOSED.
None
6. ANY TRANS F ER O F EQUITY INTERESTS AND/OR PLEDGE O F OR CHANGE IN EQUITY
INTERESTS BY A DIRECTOR, SUPERVISOR, MANAGERIAL O FF ICER, OR
SHAREHOLDER WITH A STAKE O F MORE THAN 10 PERCENT DURING THE MOST
RECENT F ISCAL YEAR OR DURING THE CURRENT F ISCAL YEAR UP TO THE DATE O F
PRINTING O F THE ANNUAL REPORT
(1) N e t Ch a ng e i n Sh a r e ho l d i ng by D i r e c t ors, Sup e rv i sors, M a n a g e m e n t , a nd Sh a r e ho l d e rs
U nit: share
2007 01/01/2008~04/15/2008
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title (note 1) Name of shareholding pledged shares shareholding pledged shares
Chairman Cher Wang 4,182,062 0 0 0
Director HT Cho 9,900 0 ( 30,000) 0
Director Wen-Chi Chen 3,433,584 0 0 0
Independent Director(note 2) Chen-Kuo Lin 0 0 0 0
Independent Director(note 2) Josef Felder 0 0 10,000 0
Supervisor(note 2) Po-Cheng Ko 0 0 0 0
Supervisor Way-Chih Investment Co.,Ltd. 6,719,423 0 0 0
Representative:Shao-Lun Lee
Supervisor(note 2) Caleb Ou-Yang 0 0 0 0
Director(note 3) Yue-Jiang Yu 0 0 - -
Independent Director(note 3) Hong-Chung Hsieh 0 0 - -
Independent Supervisor(note 3) Mao-Song Chang 0 0 - -
Independent Supervisor(note 3) Su-Lan Jiang 0 0 - -
Chief Executive Officer & President Peter Chou 548,309 0 0 0
Chief Operating Officer Fred Liu 440,342 0 ( 15,000) 0
Chief Financial Officer & Spokesman Hui-Ming Cheng 95,200 0 ( 15,000) 70,000
Accounting Director Clement Lin 18,400 0 ( 8,000) 0
Associate Vice President (note 3) David Chen 120,400 0 0 0
( Continue )
2007 01/01/2008~04/15/2008
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title(note 1) Name of shareholding pledged shares shareholding pledged shares
Associate Vice President(note 4) HC Hung 121,147 0 ( 41,000) 0
Vice President(note 4) Jim Lin 88,397 0 0 0
Vice President(note 4) Cliff Chiang 62,100 0 ( 45,000) 0
Vice President Lotus Chen 26,009 0 0 0
Vice President KH Tung 28,260 0 ( 45,000) 0
Executive Vice President(note 7) Jason Juang 0 0 0 0
Vice President(note 4) Johnson Sher 20,500 0 0 0
Vice President(note 4) Florian Seiche 109,600 0 ( 45,000) 0
Vice President(note 5) Jack Tong 101,572 0 ( 45,812) 0
Vice President(note 6) Jason Mackenzie 0 0 0 0
Vice President CS Wang 59,200 0 ( 38,000) 0
Director Peter Chiang 26,260 0 ( 10,000) 0
Associate Vice President(note 4) Andy Chen 50,922 0 ( 15,000) 0
General Counsel(note 4) Grace Lei 57,500 0 0 0
Chief Marketing Officer(note 4) John Wang 80,000 0 0 0
Chief Innovation Officer(note 4) Horace Luke 80,000 0 0 0
Chief Information Officer(note 10) Eric Chou - - 0 0
Director Casper Chang ( 3,800) 0 ( 4,000) 0
Internal Audit Director Vincent Tseng 9,220 0 ( 2,000) 0
Vice President David Wang - - - -
Vice President(note 4)(note 8) Thomas Tung 0 0 - -
Vice President(note 4)(note 9) Theodore Baker Achilles 960 0 - -
( Concluded )
N ote 1: S hareholders whose total holdings of co m pany shares exceed 10 percent shall be registered as m ajor shareholders and listed separately.
N ote 2: Indicates those newly elected at the 20 June 2007 shareholders ' m eeting election of directors and supervisors upon expiration of the then-current ter m s of office; disclosures regarding
increases or decreases in shares and pledged a
m ounts is applicable fro m the date of election.
N ote 3: R esigned after on 20 June 2007 S hareholders ' Meeting.
N ote 4: O n 8 May 2007 was m ade a new m anaging director, the disclosures regarding increases or decreases in shares and pledged a m ounts is applicable fro m the date on which they assu m ed
their posts.
N ote 5: O n 1 July 2007 Jack Tong was m ade a new m anaging director; the disclosures regarding increases or decreases in shares and pledged a m ounts are applicable fro m the date the post was
assu
m ed.
N ote 6: O n 26 S epte m ber 2007 Jason Mackenzie was m ade a new m anaging director; the disclosures regarding increases or decreases in shares and pledged a m ounts are applicable fro m the
date the post was assu
m ed.
N ote 7: O n 1 D ece m ber 2007 Jason Juang was m ade a new m anaging director; the disclosures regarding increases or decreases in shares and pledged a m ounts are applicable fro m the date the
post was assu
m ed.
N ote 8: Tho m as Tung has already resigned on 30 N ove m ber 2007.
N ote 9: Theodore Baker Achilles has already resigned on 1 August 2007.
N ote 10: O n 16 January 2008 Eric Chou was m ade a new m anaging director; the disclosures regarding increases or decreases in shares and pledged a m ounts are applicable fro m the date the post
was assu
m ed.
N ote 11: O n 5 May 2008 D avid W ang was m ade a new m anaging director; the disclosures regarding increases or decreases in shares and pledged a m ounts are applicable fro m the date the post
was assu
m ed.
N ote 12: Any persons involved in transfer or Pledged of shares shall co m plete the following table.
CORPORATE G OVERNA NCE l CHANGE IN SHAREHOLDING l
IV