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Capital and shares
Capital and shares
120
121
Month/
Year Price
Authorized Paid-in Remark
Shares Amount Shares Amount
Sources of
capital
Capital increase
by assets other
than cash Other
08/2015 10 1,000,000,000 10,000,000,000 828,272,225 8,282,722,250
Issuanceof
Restricted Employee
shares
None Note 29
11/2015 10 1,000,000,000 10,000,000,000 827,863,525 8,278,635,250
Capital reduction:
Cancellation of
Restricted Employee
shares
None Note30
01/2016 10 1,000,000,000 10,000,000,000 831,869,525 8,318,695,250
Issuanceof
Restricted Employee
shares
None Note31
03/2016 10 1,000,000,000 10,000,000,000 827,641,465 8,276,414,650
Capital reduction:
Cancellation of
Treasury Shares and
Restricted Employee
shares
None Note32
2016.04.26Unit:Share
Type of
stock
Authorized Capital
RemarkOutstanding shares Unissued Shares Total
Common
Stock 827,641,465 172,358,535 1,000,000,000
Of our authorized capital, 80,000,000 shares are
reserved for the exercise of stock warrants, preferred
shares with warrants, or corporate bonds with war-
rants
(2) Shareholder structure:
2016.04.26
Structure
Shareholder
Government
Agencies
Financial
Institutions
Other
Juridical
Persons
Foreign
Institutions&
NaturalPersons
Domestic
Natural
Persons
Treasury
stock
(Note) Total
Number of shareholders 2 12 290 784 126,143 0 127,231
Shareholding 955 14,408,086 148,270,564 222,901,269 442,060,591 0 827,641,465
Holding percentage 0.00% 1.74% 17.91% 26.93% 53.42% 0.00% 100.00%
Note: The treasury stocks were the restricted employee shares withdrawn by HTC without compensation.
(3) Distribution of ownership:
2016.04.26EachsharehasaparvalueofNT$10
Shareholder Ownership (Unit : share) Number of Shareholders Ownership Ownership(%)
1 ~ 999 25,989 3,174,854 0.38%
1,000 ~ 5,000 87,321 162,929,617 19.69%
5,001 ~ 10,000 8,057 61,430,984 7.42%
10,001 ~ 15,000 2,190 27,924,044 3.37%
15,001 ~ 20,000 1,255 22,980,878 2.78%
20,001~30,000 896 22,645,227 2.74%
30,001~40,000 429 15,428,007 1.86%
40,001 ~ 50,000 233 10,830,444 1.31%
50,001 ~ 100,000 439 31,096,818 3.76%
100,001 ~ 200,000 201 28,714,759 3.47%
200,001 ~ 400,000 92 25,162,145 3.04%
400,001~600,000 25 12,617,095 1.52%
600,001~800,000 12 7,828,273 0.95%
800,001 ~ 1,000,000 13 11,539,431 1.39%
Over 1,000,001 79 383,338,889 46.32%
Total 127,231 827,641,465 100.00%
Note1: ApprovalDocumentNo.:The23July1998LetterNo.Taiwan-Fi-
nance-Securities-I-59976oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance.
Note2: ApprovalDocumentNo.:The21July2000LetterNo.Taiwan-Fi-
nance-Securities-I-59899oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance
Note3 ApprovalDocumentNo.:The13April2001LetterNo.Taiwan-Fi-
nance-Securities-I-118901oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance
Note4: ApprovalDocumentNo.:The30April2002LetterNo.Taiwan-
Finance-Securities-I-119837oftheSecuritiesandFuturesCommis-
sion(SFC),MinistryofFinance
Note5: ApprovalDocumentNo.:The28July2003LetterNo.Taiwan-
Finance-Securities-I-0920133959oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note6: ApprovalDocumentNo.:The06November2003LetterNo.Taiwan-
Finance-Securities-I-0920146220oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note7: ApprovalDocumentNo.:The16January2004LetterNo.Taiwan-
Finance-Securities-I-0920162653oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note8: ApprovalDocumentNo.:The09July2004LetterNo.Finance-
Supervisory-Securities-I-0930130457oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommissionExecutiveYuan
Note9: ApprovalDocumentNo.:The14January2003LetterNo.Taiwan-
Finance-Securities-I-09100169047oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note10:ApprovalDocumentNo.:The12July2005LetterNo.Financial-
Supervisory-Securities-I-0940128133oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note11: ApprovalDocumentNo.:The06July2006LetterNo.Financial-
Supervisory-Securities-I-0950128723oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note12:ApprovalDocumentNo.:The25January2007LetterNo.Financial-
Supervisory-Securities-III0960004848oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note13:ApprovalDocumentNo.:The12July2007LetterNo.Financial-
Supervisory-Securities-I-0960036213oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note14:ApprovalDocumentNo.:The25June2008LetterNo.Financial-
Supervisory-Securities-I-0970031749oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note15:ApprovalDocumentNo.:The16December2008LetterNo.Finan-
cial-Supervisory-Securities-III0970068202oftheSecuritiesand
FuturesBureauoftheFinancialSupervisoryCommission,Executive
Yuan
Note16:ApprovalDocumentNo.:The9July2009LetterNo.Financial-
Supervisory-Securities-0980034309oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 17: Approval Document No.:The 8 October 2009 Letter No. Financial-
Supervisory-Securities-0980053814oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note18:ApprovalDocumentNo.:The9March2010LetterNo.Financial-
Supervisory-Securities-0990010834oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note19:ApprovalDocumentNo.:The2July2010LetterNo.Financial-
Supervisory-Securities-0990034358oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note20:ApprovalDocumentNo.:The30June2011LetterNo.Financial-
Supervisory-Securities-1000030339oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 21: Approval Document No.:The 8 November 2011 Letter No. Financial-
Supervisory-Securities-1000054193oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note22:ApprovalDocumentNo.:The23September2010LetterNo.Finan-
cial-Supervisory-Securities-09900541928 of the Securities and
FuturesBureauoftheFinancialSupervisoryCommission,Executive
Yuan
Note23:ApprovalDocumentNo.:The11October2013LetterNo.Financial-
Supervisory-Securities-1020041961oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note24:ApprovalDocumentNo.:The12January2011LetterNo.Financial-
Supervisory-Securities-1000000751 of the Securities and Futures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 25: Approval Document No.:The 8 November 2011 Letter No. Financial-
Supervisory-Securities-1000054193oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note26:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note27:ApprovalDocumentNo.:The23February2011LetterNo.Financial-
Supervisory-Securities-1010006478oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 28: Approval Document No.:The 19 August 2014 Letter No. Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 29: Approval Document No.:The 19 August 2014 Letter No. Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note30:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note31 ApprovalDocumentNo.:The19August2015LetterNo.Financial-
Supervisory-Securities-1040031777oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note32:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
The 9 Novembe 2015 Letter No. Financial-Supervisory-Securi-
ties-1040044488oftheSecuritiesandFuturesBureauoftheFinan-
cial Supervisory Commission, Executive Yuan