HTC 2015 Annual Report Download - page 62
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Please find page 62 of the 2015 HTC annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.Capital and shares
Capital and shares
120
121
Month/
Year Price
Authorized Paid-in Remark
Shares Amount Shares Amount
Sources of
capital
Capital increase
by assets other
than cash Other
08/2015 10 1,000,000,000 10,000,000,000 828,272,225 8,282,722,250
Issuanceof
Restricted Employee
shares
None Note 29
11/2015 10 1,000,000,000 10,000,000,000 827,863,525 8,278,635,250
Capital reduction:
Cancellation of
Restricted Employee
shares
None Note30
01/2016 10 1,000,000,000 10,000,000,000 831,869,525 8,318,695,250
Issuanceof
Restricted Employee
shares
None Note31
03/2016 10 1,000,000,000 10,000,000,000 827,641,465 8,276,414,650
Capital reduction:
Cancellation of
Treasury Shares and
Restricted Employee
shares
None Note32
2016.04.26Unit:Share
Type of
stock
Authorized Capital
RemarkOutstanding shares Unissued Shares Total
Common
Stock 827,641,465 172,358,535 1,000,000,000
Of our authorized capital, 80,000,000 shares are
reserved for the exercise of stock warrants, preferred
shares with warrants, or corporate bonds with war-
rants
(2) Shareholder structure:
2016.04.26
Structure
Shareholder
Government
Agencies
Financial
Institutions
Other
Juridical
Persons
Foreign
Institutions&
NaturalPersons
Domestic
Natural
Persons
Treasury
stock
(Note) Total
Number of shareholders 2 12 290 784 126,143 0 127,231
Shareholding 955 14,408,086 148,270,564 222,901,269 442,060,591 0 827,641,465
Holding percentage 0.00% 1.74% 17.91% 26.93% 53.42% 0.00% 100.00%
Note: The treasury stocks were the restricted employee shares withdrawn by HTC without compensation.
(3) Distribution of ownership:
2016.04.26EachsharehasaparvalueofNT$10
Shareholder Ownership (Unit : share) Number of Shareholders Ownership Ownership(%)
1 ~ 999 25,989 3,174,854 0.38%
1,000 ~ 5,000 87,321 162,929,617 19.69%
5,001 ~ 10,000 8,057 61,430,984 7.42%
10,001 ~ 15,000 2,190 27,924,044 3.37%
15,001 ~ 20,000 1,255 22,980,878 2.78%
20,001~30,000 896 22,645,227 2.74%
30,001~40,000 429 15,428,007 1.86%
40,001 ~ 50,000 233 10,830,444 1.31%
50,001 ~ 100,000 439 31,096,818 3.76%
100,001 ~ 200,000 201 28,714,759 3.47%
200,001 ~ 400,000 92 25,162,145 3.04%
400,001~600,000 25 12,617,095 1.52%
600,001~800,000 12 7,828,273 0.95%
800,001 ~ 1,000,000 13 11,539,431 1.39%
Over 1,000,001 79 383,338,889 46.32%
Total 127,231 827,641,465 100.00%
Note1: ApprovalDocumentNo.:The23July1998LetterNo.Taiwan-Fi-
nance-Securities-I-59976oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance.
Note2: ApprovalDocumentNo.:The21July2000LetterNo.Taiwan-Fi-
nance-Securities-I-59899oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance
Note3 ApprovalDocumentNo.:The13April2001LetterNo.Taiwan-Fi-
nance-Securities-I-118901oftheSecuritiesandFuturesCommission
(SFC),MinistryofFinance
Note4: ApprovalDocumentNo.:The30April2002LetterNo.Taiwan-
Finance-Securities-I-119837oftheSecuritiesandFuturesCommis-
sion(SFC),MinistryofFinance
Note5: ApprovalDocumentNo.:The28July2003LetterNo.Taiwan-
Finance-Securities-I-0920133959oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note6: ApprovalDocumentNo.:The06November2003LetterNo.Taiwan-
Finance-Securities-I-0920146220oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note7: ApprovalDocumentNo.:The16January2004LetterNo.Taiwan-
Finance-Securities-I-0920162653oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note8: ApprovalDocumentNo.:The09July2004LetterNo.Finance-
Supervisory-Securities-I-0930130457oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommissionExecutiveYuan
Note9: ApprovalDocumentNo.:The14January2003LetterNo.Taiwan-
Finance-Securities-I-09100169047oftheSecuritiesandFutures
Commission(SFC),MinistryofFinance
Note10:ApprovalDocumentNo.:The12July2005LetterNo.Financial-
Supervisory-Securities-I-0940128133oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note11: ApprovalDocumentNo.:The06July2006LetterNo.Financial-
Supervisory-Securities-I-0950128723oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note12:ApprovalDocumentNo.:The25January2007LetterNo.Financial-
Supervisory-Securities-III0960004848oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note13:ApprovalDocumentNo.:The12July2007LetterNo.Financial-
Supervisory-Securities-I-0960036213oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note14:ApprovalDocumentNo.:The25June2008LetterNo.Financial-
Supervisory-Securities-I-0970031749oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note15:ApprovalDocumentNo.:The16December2008LetterNo.Finan-
cial-Supervisory-Securities-III0970068202oftheSecuritiesand
FuturesBureauoftheFinancialSupervisoryCommission,Executive
Yuan
Note16:ApprovalDocumentNo.:The9July2009LetterNo.Financial-
Supervisory-Securities-0980034309oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 17: Approval Document No.:The 8 October 2009 Letter No. Financial-
Supervisory-Securities-0980053814oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note18:ApprovalDocumentNo.:The9March2010LetterNo.Financial-
Supervisory-Securities-0990010834oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note19:ApprovalDocumentNo.:The2July2010LetterNo.Financial-
Supervisory-Securities-0990034358oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note20:ApprovalDocumentNo.:The30June2011LetterNo.Financial-
Supervisory-Securities-1000030339oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 21: Approval Document No.:The 8 November 2011 Letter No. Financial-
Supervisory-Securities-1000054193oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note22:ApprovalDocumentNo.:The23September2010LetterNo.Finan-
cial-Supervisory-Securities-09900541928 of the Securities and
FuturesBureauoftheFinancialSupervisoryCommission,Executive
Yuan
Note23:ApprovalDocumentNo.:The11October2013LetterNo.Financial-
Supervisory-Securities-1020041961oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note24:ApprovalDocumentNo.:The12January2011LetterNo.Financial-
Supervisory-Securities-1000000751 of the Securities and Futures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 25: Approval Document No.:The 8 November 2011 Letter No. Financial-
Supervisory-Securities-1000054193oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note26:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note27:ApprovalDocumentNo.:The23February2011LetterNo.Financial-
Supervisory-Securities-1010006478oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 28: Approval Document No.:The 19 August 2014 Letter No. Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note 29: Approval Document No.:The 19 August 2014 Letter No. Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note30:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note31 ApprovalDocumentNo.:The19August2015LetterNo.Financial-
Supervisory-Securities-1040031777oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
Note32:ApprovalDocumentNo.:The19August2014LetterNo.Financial-
Supervisory-Securities-1030031492oftheSecuritiesandFutures
BureauoftheFinancialSupervisoryCommission,ExecutiveYuan
The 9 Novembe 2015 Letter No. Financial-Supervisory-Securi-
ties-1040044488oftheSecuritiesandFuturesBureauoftheFinan-
cial Supervisory Commission, Executive Yuan