ADT 2013 Annual Report Download - page 30

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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND MANAGEMENT
The following table provides information regarding the beneficial ownership of our common stock as of December 31, 2013 by (i) each of the
individuals who currently serve as our directors; (ii) each of our named executive officers; and (iii) all of our directors and executive officers as a
group.
Except as otherwise noted in the footnotes below the table, each person identified in the table below has sole voting and investment power with
respect to the shares listed. To the extent indicated in the table below, shares beneficially owned by a person include shares of which the
person has the right to acquire beneficial ownership within 60 days after December 31, 2013. As of December 31, 2013, there were
183,294,463 shares of our common stock issued and outstanding.
Shares of Common Stock Beneficially Owned
Name of Beneficial Owner
Common
Stock
Beneficially
Owned
Directly or
Indirectly
Common
Stock
Acquirable
within 60-
Days
Total
Common
Stock
Beneficially
Owned
% of Shares
of Common
Stock
Outstanding
N. David Bleisch 21,783 98,322 120,105 *
Thomas Colligan 6,826 — 6,826 *
Richard Daly —— — *
Timothy Donahue 7,788 — 7,788 *
Robert Dutkowsky 1,326 — 1,326 *
Alan Ferber —— — *
Bruce Gordon 15,430 — 15,430 *
Anita Graham 3,184 23,208 26,392 *
Naren Gursahaney 144,266 920,644 1,064,910 *
Bridgette Heller 1,326 — 1,326 *
Kathleen Hyle 1,326 — 1,326 *
Kathryn Mikells —— — *
Dinesh Paliwal 1,905 — 1,905 *
Directors and Executive Officers as a Group (21 persons) 259,646 1,206,912 1,466,558 *
* Less than 1.0%
The following table sets forth the information indicated for persons or groups known to us to be beneficial owners of more than 5% of our
outstanding common stock.
Name and Address of Beneficial Owner Amount and Nature of
Beneficial Ownership Percentage of Class
BlackRock, Inc.
40 East 52nd Street
New York, NY 10022
15,749,366(1) 8.59%
Dodge & Cox
555 California Street, 40th Floor
San Francisco, CA 94104
25,351,478(2) 13.83%
The Vanguard Group
100 Vanguard Boulevard
Malvern, PA 19355
13,688,567(3) 7.47%
(1) Information shown is based on information reported on Schedule 13G filed with the SEC on January 30, 2013, in which BlackRock, Inc. reported that it has sole voting power over
15,749,366 shares of our common stock and sole dispositive power of 15,749,366 shares of our common stock.
(2) Information shown is based on information reported on Schedule 13G filed with the SEC on September 10, 2013, in which Dodge and Cox reported that it has sole voting power over
24,193,254 shares of our common stock and sole dispositive power of 25,351,478 shares of our common stock.
(3) Information shown is based on information reported on Schedule 13G filed with the SEC on February 22, 2013, in which The Vanguard Group reported that it has sole voting power over
395,128 shares of our common stock, sole dispositive power of 13,305,078 shares of our common stock and shared dispositive power over 383,489 shares of our common stock.
18 The ADT Corporation 2014 Proxy Statement
PROXY STATEMENT