ADT 2013 Annual Report Download - page 100

FORM 10-K
Issuer Purchases of Equity Securities
Period
Total Number
of Shares
Purchased
Average Price
Paid Per Share
Total Number
of Shares
Purchased as
Part of Publicly
Announced
Plans or
Programs(1)
Maximum
Approximate
Dollar Value of
Shares that
May Yet Be
Purchased
Under Publicly
Announced
Plans or
Programs(1)
06/29/13 – 07/26/13 ............ 2,125,955 $41.36 2,125,955 $850,063,525
07/27/13 – 08/30/13 ............ — $ — — $850,063,525
08/31/13 – 09/27/13 ............ 2,850,000 $41.57 2,850,000 $731,586,413
Total ........................ 4,975,955 $41.48 4,975,955 $731,586,413
(1) On November 26, 2012, the Company’s board of directors approved $2 billion of share repurchases over a period of
three years.
The transactions described in the table above pertain to the repurchase of common stock as part of the $2
billion, three -year share repurchase program approved by the Company’s board of directors on November 26,
2012. The average price paid per share is calculated by dividing the total cash paid for the shares by the total
number of shares repurchased. On November 18, 2013, our board of directors authorized a $1 billion increase to
the $2 billion, three -year share repurchase program that was previously approved on November 26, 2012.
Securities Authorized for Issuance Under Equity Compensation Plans
The following table provides information as of September 27, 2013 with respect to ADT’s common shares
issuable under its equity compensation plans:
Equity Compensation Plan
Plan category
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
(a)
Weighted-average
exercise price of
outstanding
options, warrants
and rights
(b)
Number of
securities remaining
available for future
issuance under
equity compensation plans
(excluding securities
reflected in column (a))
(c)
Equity compensation plans
approved by security
holders:
2012 Stock and
Incentive Plan(1) .... 6,537,126 $24.58 7,287,888
Equity compensation plans
not approved by security
holders ............... — —
Total ........... 6,537,126 7,287,888
(1) The ADT Corporation 2012 Stock and Incentive Plan (the “Plan”) provides for the award of stock options, restricted
stock units, performance share units and other equity and equity-based awards to officers and non-officer employees as
well as members of our board of directors. Amounts shown in column (a) include 5,296,060 shares that may be issued
upon the exercise of stock options, 47,136 deferred stock units (“DSU”) and dividend equivalents earned on such DSUs,
1,041,778 shares that may be issued upon the vesting of restricted stock units and 152,152 shares that may be issued
upon vesting of performance share units. The weighted-average exercise price in column (b) is inclusive of the
outstanding DSUs and restricted stock units, both of which can be exercised for no consideration. Excluding the DSUs
and restricted stock units, the weighted-average exercise price is equal to $30.34.
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