ADT 2008 Annual Report Download - page 42

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
December 31, 2008 by each current Director, nominee for Director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ and the Directors and
executive officers of the Company as a group.
Number of Common Shares Percentage of
Beneficial Owner Title Beneficially Owned(1) Class
Dennis C. Blair .......... Director 18,623(2) *
Edward D. Breen ........ Chairman and Chief
Executive Officer 3,561,549(2)(3)(4) 0.8%
Christopher J. Coughlin .... Executive Vice President and
Chief Financial Officer 324,600(3)(5) *
Timothy M. Donahue ..... Director 5,194(2) *
Brian Duperreault ........ Director 16,580(2) *
John E. Evard ........... Senior Vice President, Tax 181,462(3) *
Bruce S. Gordon ......... Lead Director 24,097(2)(3) *
Rajiv L. Gupta .......... Director 14,322(2) *
Naren K. Gursahaney ..... President, ADT Worldwide 270,687(3) *
John A. Krol ............ Director 27,069(2)(3) *
George Oliver ........... President, Tyco Safety
Products 59,715(3) *
Brendan R. O’Neill ....... Director 23,597(2)(3) *
William S. Stavropoulos .... Director 8,419(2) *
Sandra S. Wijnberg ....... Director 23,597(2)(3) *
Jerome B. York .......... Director 32,347(2)(3) *
R. David Yost ........... Director Nominee 0 —
All current Directors and executive
officers as a group (22 persons) .................... 5,187,143 1.1%
* Less than 0.1%
(1) The number shown reflects the number of common shares owned beneficially as of December 31,
2008, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after December 31, 2008. All current
Directors and executive officers, as a group, were beneficial owners of approximately 1.1% of the
outstanding common shares as of December 31, 2008. There were 473,264,081 Tyco common
shares outstanding on such date (excluding shares held directly or indirectly in treasury).
(2) Includes vested DSUs as follows: Admiral Blair, 18,623; Mr. Breen, 906,821; Mr. Donahue, 5,194;
Mr. Duperreault, 16,109; Mr. Gordon, 18,623; Mr. Gupta,13,322; Mr. Krol, 18,623; Dr. O’Neill,
18,623; Dr. Stavropoulos, 7,669; Ms. Wijnberg, 18,623; and Mr. York, 18,623. Distribution of the
DSUs will occur upon (i) the termination of the individual from the Company or the Company’s
Board (other than for cause) or (ii) a change in control of the Company. Upon such termination
or change in control, as the case may be, the Company will issue the number of Tyco common
shares equal to the aggregate number of vested DSUs credited to the individual, including DSUs
received through the accrual of dividend equivalents.
2009 Proxy Statement 25