Kraft 2012 Annual Report Download - page 86

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Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
The number of shares to be issued upon exercise or vesting of awards issued under, and the number of shares remaining
available for future issuance under, our equity compensation plans at December 29, 2012 were:
Equity Compensation Plan Information
Plan Category
Number of Securities to
be Issued Upon Exercise
of Outstanding
Options, Warrants
and Rights (3)
Weighted-Average
Exercise Price of
Outstanding Options,
Warrants and Rights
Number of Securities
Remaining Available for
Future Issuance under
Equity Compensation
Plans (excluding
securities reflected
in column (a))
(a) (b) (c)
Equity compensation plans
approved by security holders (1) 19,672,738 $ $32.45 56,955,320(4)
Equity compensation plans not approved by
security holders (2) - - 5,000,000
Total 19,672,738 $ 32.45 61,955,320
(1) Approved by Mondele¯ z International, our former parent, prior to the Spin-Off.
(2) Consists of our Management Stock Purchase Plan under which certain employees can defer up to 50% of their annual bonus into Kraft stock-based
deferred compensation units and receive a company match of 25% of the deferred amount in Kraft restricted stock units that vest after three years.
Under this plan, we do not intend to issue new shares of common stock for the Kraft stock-based deferred compensation units, but purchase the
shares from the open market. The matching shares will be granted from the 2012 Plan.
(3) Includes vesting of deferred and long-term incentive plan stock.
(4) Includes 11,500,000 shares available for issuance under our Employee Stock Purchase Plan. This plan allows employees to purchase shares of Kraft
common stock at a discount of 85% of the market price of Kraft common stock on the date of purchase. Under this plan, we do not intend to issue new
shares, but purchase the shares from the open market.
Information related to the security ownership of certain beneficial owners and management is included in our 2013 Proxy
Statement under the heading “Ownership of Equity Securities” and is incorporated by reference into this Annual Report on
Form 10-K.
Item 13. Certain Relationships and Related Transactions, and Director Independence.
Information required by this Item 13 is included under the headings “Certain Relationships and Transactions with Related
Persons” and “Corporate Governance - Director Independence” in our 2013 Proxy Statement. This information is
incorporated by reference into this Annual Report on Form 10-K.
Item 14. Principal Accountant Fees and Services.
Information required by this Item 14 is included under the heading “Board Committees and Membership - Audit
Committee” in our 2013 Proxy Statement. This information is incorporated by reference into this Annual Report on
Form 10-K.
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