ADT 2006 Annual Report Download - page 33

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
October 2, 2006, by each current director, nominee for director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ and the directors and
executive officers of the Company as a group.
Number of Common Shares
Beneficial Owner Title Beneficially Owned(1)
Dennis C. Blair ............... Director 38,951(3)(4)
Edward D. Breen ............. Chairman and Chief Executive
Officer 8,995,995(2)(3)(4)
Christopher J. Coughlin ......... Executive Vice President and Chief
Financial Officer 351,668(2)(4)
Brian Duperreault ............. Director 16,978(3)
Bruce S. Gordon .............. Director 40,951(3)(4)
Juergen W. Gromer ............ President—Tyco Electronics 2,768,397(2)(4)
Rajiv L. Gupta ............... Director 14,815(3)(5)
John A. Krol ................. Lead Director 52,861(3)(4)
Thomas J. Lynch .............. Chief Executive Officer—Tyco
Electronics 572,834(2)(4)
William B. Lytton ............. Executive Vice President and
General Counsel 1,238,621(2)(3)(4)
H. Carl McCall ............... Director 38,951(3)(4)
Mackey J. McDonald ........... Director 40,451(3)(4)
Brendan R. O’Neill ............ Director 38,951(3)(4)
William S. Stavropoulos ......... Nominee for Director —
Sandra S. Wijnberg ............ Director 38,951(3)(4)
Jerome B. York ............... Director 73,951(3)(4)
All current directors and executive
officers as a group (24 persons) .............................. 21,286,663(6)
(1) The number shown reflects the number of common shares owned beneficially as of October 2,
2006, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after October 2, 2006. All amounts shown
are 1.01% of the outstanding common shares. There were 2,097,015,887 Tyco common shares
outstanding as of October 2, 2006.
(2) Includes shares of restricted common stock as follows: Mr. Breen, 620,000; Mr. Coughlin, 215,000;
Mr. Lynch, 223,000; and Mr. Lytton, 164,000. Also includes 184,000 restricted stock units held by
Dr. Gromer.
(3) Includes vested DSUs as follows: Admiral Blair, 18,951; Mr. Breen, 1,191,585; Mr. Duperreault,
15,092; Mr. Gordon, 18,951; Mr. Gupta, 10,815; Mr. Krol, 18,951; Mr. Lytton, 154,620;
2007 Proxy Statement 21