Albertsons 2014 Annual Report Download - page 121

The following table sets forth information as of February 22, 2014 about the Company’s common stock that may
be issued under all of its equity compensation plans:
Equity Compensation Plan Information
(shares not in millions)
Plan Category
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
Weighted
average
exercise
price of
outstanding
options,
warrants
and rights
Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column
(a))
(a) (b) (c)
Equity compensation plans approved by security holders (1) 21,181,876(2) $ 15.31(2) 19,114,158(3)
Equity compensation plans not approved by security holders (4) 515,298 $ 29.90 —
Total 21,697,174 $ 15.66 19,114,158(5)
(1) Includes the Company’s 2002 Stock Plan, 2007 Stock Plan, 2012 Stock Plan, Albertson’s, Inc. Amended
and Restated 1995 Stock-Based Incentive Plan and Albertson’s, Inc. 2004 Equity and Performance Incentive
Plan.
(2) Includes options for 171,230 shares under the Albertson’s, Inc. 1995 Stock-Based Incentive Plan at a
weighted average exercise price of $26.98 per share that were assumed in connection with the acquisition of
New Albertson’s, Inc. on June 2, 2006.
(3) In addition to grants of options, warrants or rights, includes 17,983,785 shares available for issuance in the
form of restricted stock, performance awards and other types of stock-based awards under the Company’s
2012 Stock Plan and 1,130,373 shares available for issuance under the Director’s Deferred Compensation Plan.
(4) Includes the Company’s 1997 Stock Plan.
(5) Includes 2007 Stock Plan option expirations, stock appreciation right expirations, restricted stock award
forfeitures and restricted stock unit forfeitures totaling 7,718,017. The 2012 Plan states that prior 2007 Stock
Plan option expirations can be added back into the Plan for issuance.
1997 Stock Plan. The Board of Directors adopted the 1997 Stock Plan on April 9, 1997 to provide for the
granting of non-qualified stock options, restoration options, stock appreciation rights, restricted stock, restricted
stock units and performance awards to key employees of the Company or any of its subsidiaries. A total of
10,800,000 (not in millions) shares were authorized for awards under the 1997 Stock Plan. The Board of
Directors amended this plan in each of August 18, 1998, March 14, 2000 and April 10, 2002. The 1997 Stock
Plan expired on April 9, 2007 and, therefore, no further awards may be granted under the 1997 Stock Plan. Stock
options covering a total of 515,298 (not in millions) shares remained outstanding under the 1997 Stock Plan as of
February 22, 2014. All employees, consultants or independent contractors providing services to the Company,
other than officers or directors of the Company or any of its affiliates who are subject to Section 16 of the
Exchange Act, were eligible to participate in the 1997 Stock Plan. The Board of Directors administers the 1997
Stock Plan and has discretion to set the terms of all awards made under the 1997 Stock Plan, except as otherwise
expressly provided in the 1997 Stock Plan. Options granted under the 1997 Stock Plan may not have an exercise
price less than 100 percent of the fair market value of the Company’s common stock on the date of the grant.
Unless the Board of Directors otherwise specifies, restricted stock and restricted stock units will be forfeited and
reacquired by the Company if an employee is terminated.
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