Pitney Bowes 2011 Annual Report Download - page 107

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INDEX OF EXHIBITS
Reg. S-K
exhibits Description Status or incorporation by reference
(3)(a) Restated Certificate of Incorporation of Pitney Bowes Inc. Incorporated by reference to Exhibit 3(c) to Form 8-K as filed with
the Commission on May 12, 2011. (Commission file number 1-
3579)
(b) Pitney Bowes Inc. Amended and Restated By-laws (effective
May 10, 2011)
Incorporated by reference to Exhibit 3(d) to Form 8-K as filed with
the Commission on May 12, 2011. (Commission file number 1-
3579)
(4)(a) Form of Indenture between the Company and SunTrust Bank,
as Trustee
Incorporated by reference to Exhibit 4.4 to Registration Statement
on Form S-3 (No. 333-72304) as filed with the Commission on
October 26, 2001.
(b) Supplemental Indenture No. 1 dated April 18, 2003 between
the Company and SunTrust Bank, as Trustee
Incorporated by reference to Exhibit 4.1 to Form 8-K as filed with
the Commission on August 18, 2004.
(c) Form of Indenture between the Company and Citibank, N.A.,
as Trustee, dated as of February 14, 2005
Incorporated by reference to Exhibit 4(a) to Registration Statement
on Form S-3ASR (No. 333-151753) as filed with the Commission
on June 18, 2008.
(d) First Supplemental Indenture, by and among Pitney Bowes
Inc., The Bank of New York, and Citibank, N.A., to the
Indenture, dated as of February 14, 2005, by and between the
Company and Citibank
Incorporated by reference to Exhibit 4.1 to Form 8-K as filed with
the Commission on October 24, 2007. (Commission file number 1-
3579)
(e) Pitney Bowes Inc. Global Medium-Term Note (Fixed Rate),
issue date March 7, 2008
Incorporated by reference to Exhibit 4(d)(1) to Form 8-K as filed
with the Commission on March 7, 2008. (Commission file number
1-3579)
The Company has outstanding certain other long-term indebtedness. Such long-term indebtedness does not exceed 10% of the total
assets of the Company; therefore, copies of instruments defining the rights of holders of such indebtedness are not included as
exhibits. The Company agrees to furnish copies of such instruments to the SEC upon request.
Executive Compensation Plans:
(10)(a) Retirement Plan for Directors of Pitney Bowes Inc. Incorporated by reference to Exhibit (10a) to Form 10-K as filed
with the Commission on March 30, 1993. (Commission file number
1-3579)
(b) Pitney Bowes Inc. Directors’ Stock Plan (as amended and
restated 1999)
Incorporated by reference to Exhibit (i) to Form 10-K as filed with
the Commission on March 30, 2000. (Commission file number 1-
3579)
(b.1) Pitney Bowes Inc. Directors’ Stock Plan (Amendment No. 1,
effective as of May 12, 2003)
Incorporated by reference to Exhibit (10) to Form 10-Q as filed with
the Commission on August 11, 2003. (Commission file number 1-
3579)
(b.2) Pitney Bowes Inc. Directors’ Stock Plan (Amendment No. 2
effective as of May 1, 2007)
Incorporated by reference to Exhibit (10.(b.2)) to Form 10-K as filed
with the Commission on March 1, 2007 (Commission file number 1-
3579)
(c) Pitney Bowes 1991 Stock Plan (as amended and restated) Incorporated by reference to Exhibit (10) to Form 10-Q as filed with
the Commission on May 14, 1998. (Commission file number 1-
3579)
(c.1) Pitney Bowes 1998 Stock Plan (as amended and restated) Incorporated by reference to Exhibit (ii) to Form 10-K as filed with
the Commission on March 30, 2000. (Commission file number 1-
3579)
(c.2) Pitney Bowes Stock Plan (as amended and restated as of
January 1, 2002)
Incorporated by reference to Annex 1 to the Definitive Proxy
Statement for the 2002 Annual Meeting of Stockholders filed with
the Commission on March 26, 2002. (Commission file number 1-
3579)
(c.3) Pitney Bowes Inc. 2007 Stock Plan (as amended November 7,
2009)
Incorporated by reference to Exhibit (v) to Form 10-K as filed with
the Commission on February 26, 2010. (Commission file number 1-
3579)