Kroger 2012 Annual Report Download - page 43

Download and view the complete annual report

Please find page 43 of the 2012 Kroger annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 136

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136

41
BE N E F I C I A L O W N E R S H I P O F C O M M O N S T O C K
As of February 15, 2013, Kroger’s directors, the named executive officers, and the directors and executive
officers฀as฀a฀group,฀beneficially฀owned฀Kroger฀common฀shares฀as฀follows:
Name
Amount and Nature
of
Beneficial Ownership
Reuben V. Anderson .................................................. 98,620(1)
Kathleen S. Barclay ................................................... 82,287(2)
Robert D. Beyer ...................................................... 140,767(1)
David B. Dillon ...................................................... 2,263,954(2)(3)(4)
Paul W. Heldman ..................................................... 516,645(2)(3)(5)
Susan J. Kropf ....................................................... 43,250(6)
John฀T.฀LaMacchia .................................................... 111,496(1)
David B. Lewis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74,752(1)
W.฀Rodney฀McMullen ................................................. 1,240,157(2)(3)
Jorge฀P.฀Montoya ..................................................... 36,815(6)
Clyde฀R.฀Moore ...................................................... 87,450(1)
Susan฀M.฀Phillips ..................................................... 74,340(7)
Steven R. Rogel ...................................................... 87,983(1)
James A. Runde ...................................................... 51,750(8)
Ronald L. Sargent .................................................... 50,750(8)
J.฀Michael฀Schlotman ................................................. 284,526(2)(3)
Bobby฀S.฀Shackouls ................................................... 63,250(9)
Directors฀and฀Executive฀Officers฀as฀a฀group฀(including฀those฀named฀above) ...... 7,250,108(2)(3)
(1)฀ This฀amount฀includes฀38,000฀shares฀that฀represent฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀
April 16, 2013.
(2)฀ This฀ amount฀ includes฀ shares฀ that฀ represent฀ options฀ that฀ are฀ or฀ become฀ exercisable฀ on฀ or฀ before฀
April฀ 16,฀ 2013,฀ in฀ the฀ following฀ amounts:฀ Ms.฀ Barclay,฀ 41,608;฀ Mr.฀ Dillon,฀ 1,223,720;฀ Mr.฀ Heldman,฀
185,680;฀Mr.฀McMullen,฀407,288;฀Mr.฀Schlotman,฀144,378;฀and฀all฀directors฀and฀executive฀officers฀as฀a฀
group, 3,427,138.
(3)฀ The฀fractional฀interest฀ resulting฀from฀allocations฀under฀Kroger’s฀defined฀contribution฀plans฀has฀been฀
rounded to the nearest whole number.
(4)฀ This฀amount฀includes฀307,392฀shares฀held฀in฀trusts฀by฀Mr.฀Dillon’s฀wife.฀Mr.฀Dillon฀disclaims฀beneficial฀
ownership of these shares.
(5)฀ This฀amount฀includes฀156,390฀shares฀held฀in฀Mr.฀Heldman’s฀family฀trust.฀Mr.฀Heldman฀disclaims฀beneficial฀
ownership of these shares.
(6)฀ This฀amount฀includes฀18,000฀shares฀that฀represent฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀
April 16, 2013.
(7)฀ This฀amount฀includes฀27,000฀shares฀that฀represent฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀
April 16, 2013.
(8)฀฀ This฀amount฀includes฀23,000฀shares฀that฀represent฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀
April 16, 2013.
(9)฀฀ This฀amount฀includes฀28,000฀shares฀that฀represent฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀
April 16, 2013.
No director or officer owned as much as 1% of the common shares of Kroger. The directors and executive
officers as a group beneficially owned 1% of the common shares of Kroger.