HTC 2009 Annual Report Download - page 36

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7170
CORPORATE GOVERNANCE
2009 01/01/2010~04/20/2010
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title (note 1) Name of shareholding pledged shares shareholding pledged shares
Associate Vice President Steve Wang 54,400 0 ( 14,000) 0
( 65,000)
Associate Vice President WH Liu 66,165 0 ( 17,000) 0
( 25,000)
Controller (note 3) James Chen 40,000 0 0 0
( 40,000)
Chief Information Officer Eric Chou 28,450 0 0 0
( 13,000)
Chief Innovation Officer Horace Luke 82,377 0 0 0
( 96,000)
Chief Marketing Officer John Wang 51,810 0 0 0
( 66,000)
General Counsel Grace Lei 49,242 0 ( 20,000) 0
( 98,000)
Special Assistant to President of Kenny Tseng 0 0 0 0
Engineering and Operation &
Acting Head of Procuremen (note 9)
Director (note 5) Clement Lin ( 41,000) 0 - -
Director (note 4) Edward Wang 29,450 0 0 0
( 29,450)
Director (note 2) Joey Cheng 25,000 0 0 0
( 25,000)
Director Vincent Tseng 16,300 0 0 0
( 7,000)
(Concluded)
Note 1: Shareholders whose total holdings of company shares exceed 10 percent shall be registered as major shareholders and listed separately.
Note 2: On 9 February 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which they
assumed their posts.
Note 3: On 10 February 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which they
assumed their posts.
Note 4: On 10 March 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which they
assumed their posts.
Note 5: Relieved of from accounting officer and accounting director on 30 April 2009 due to job rotation.
Note 6: On 19 June 2009 election of the additional director; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which they assumed their posts.
Note 7: HC Hung has already resigned on 31 July 2009.
Note 8: Sam Teng has already resigned on 07 November 2009.
Note 9: On 28 December 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which they
assumed their posts.
Note 10: KH Tung has already resigned on 05 January 2009.
Note 11: Andy Chen has already resigned on 06 February 2009.
2. Stock transfer information:
Reason for Date of
Party to Relationship of other party in Transaction to Company, Director, Supervisor and
Name
(
note 1
)Transfer (note 2)
Transaction Transaction
Shareholder holding 10% or more of the total number of shares issued by the Company
shares Price
Fred Liu Favor
04/16/2010
Hui-Chin Yang Spouse
500,000 -
Note 1: Indicates the Company's director, supervisor, manager and shareholder holding exceed 10%
Note 2: Indicates the Acquisition or Disposal.
3. Shares Pledged Information:
None
VI. ANY TRANSFER OF EQUITY INTERESTS AND/OR PLEDGE OF OR CHANGE IN EQUITY INTERESTS BY A
DIRECTOR, SUPERVISOR, MANAGERIAL OFFICER, OR SHAREHOLDER WITH A STAKE OF MORE THAN 10
PERCENT IN 2009
1. Net change in shareholding by Directors, Supervisors, Management, and Shareholders
Unit: share
2009 01/01/2010~04/20/2010
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title (note 1) Name of shareholding pledged shares shareholding pledged shares
Chairman Cher Wang 1,177,947 0 0 0
Director HT Cho 17,673 0 ( 32,000) 0
( 76,000)
Director Wen-Chi Chen 967,126 0 0 0
Director (note 6) Tan Ho-Chen 0 0 0 0
Independent Director Chen-Kuo Lin 0 0 0 0
Independent Director Josef Felder 0 0 0 0
Supervisor Po-Cheng Ko 0 0 0 0
Supervisor Way-Chih Investment Co.,Ltd. 1,892,637 0 0 0
Representative:Shao-Lun Lee
Supervisor Caleb Ou-Yang 0 0 0 0
Chief Executive Officer & President Peter Chou 844,193 0 0 0
( 224,000)
Corporate Senior Executive Fred Liu 361,912 0 ( 500,00) 0
Vice President & President of ( 100,000)
Engineering and Operation
Chief Financial Officer & Spokesman
Hui-Ming Cheng 103,950 0 0 0
( 191,950)
Executive Vice President Jason Juang 121,150 0 0 0
( 80,000)
Vice President Cliff Chiang 31,471 0 0 0
( 63,000)
Vice President CS Wang 86,009 0 ( 5,000) 0
( 131,000)
Vice President David Chen 106,693 0 0 0
( 48,000)
Vice President David Wang 13,500 0 0 0
( 5,000)
Vice President (note 7) HC Hung ( 18,000) 0 - -
Vice President Jack Tong 50,300 0 0 0
( 55,000)
Vice President Jason Mackenzie 88,878 0 0 0
( 72,854)
Vice President Jim Lin 72,230 0 ( 20,000) 0
( 20,000)
Vice President (note 10) KH Tung 65,169 0 0 0
( 61,000)
Vice President Lotus Chen 55,949 0 0 0
( 138,000)
Vice President Florian Seiche 84,252 0 0 0
( 100,830)
Associate Vice President (note 11) Andy Chen 39,054 0 0 0
( 14,000)
Associate Vice President Cliff Chou 60,092 0 ( 23,000) 0
( 35,000)
Associate Vice President Ralph Wang 38,726 0 0 0
( 16,000)
Associate Vice President (note 8) Sam Teng 40,380 0 - -
( 56,000)
Associate Vice President Simon Hsieh 50,000 0 0 0
( 66,000)
Associate Vice President Simon Lin 64,050 0 0 0
( 88,860)
(Continue)