HTC 2008 Annual Report Download - page 43

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IV. CO RPO RATE GOVERN AN CE
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2OO 8 HTC AN N UAL REPO RT
5. WHERE THE COMPANY'S CHAIRPERSON, GENERAL MANAGER, OR ANY MANAGERIAL
OFFICER IN CHARGE OF FINANCE OR ACCOUNTING MATTERS HAS IN THE MOST
ECENT YEAR HELD A POSITION AT THE ACCOUNTING FIRM OF ITS CERTIFIED PUBLIC
ACCOUNTANT OR AT AN AFFILIATED ENTERPRISE OF SUCH ACCOUNTING FIRM, THE
NAME AND POSITION OF THE PERSON, AND THE PERIOD DURING WHICH THE
POSITION WAS HELD, SHALL BE DISCLOSED. :
None
6. ANY TRANSFER OF EQUITY INTERESTS AND/OR PLEDGE OF OR CHANGE IN EQUITY
INTERESTS BY A DIRECTOR, SUPERVISOR, MANAGERIAL OFFICER, OR
SHAREHOLDER WITH A STAKE OF MORE THAN 10 PERCENT DURING THE MOST
RECENT FISCAL YEAR OR DURING THE CURRENT FISCAL YEAR UP TO THE DATE OF
PRINTING OF THE ANNUAL REPORT
(1) Net change in shareholding by Directors, Supervisors, Management, and Shareholders
Unit: share
2008 01/01/2009~04/21/2009
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title (note 1) Name of shareholding pledged shares shareholding pledged shares
Chairman Cher Wang 5,436,680 0 0 0
Director HT Cho 33,570 0 0 0
Director Wen-Chi Chen 4,463,659 0 0 0
Independent Director Chen-Kuo Lin 0 0 0 0
Independent Director Josef Felder 0 0 0 0
Supervisor Po-Cheng Ko 0 0 0 0
Supervisor Way-Chih Investment Co.,Ltd. 8,735,250 0 0 0
Representative:Shao-Lun Lee
Supervisor Caleb Ou-Yang 0 0 0 0
Chief Executive Officer & President Peter Chou 501,201 0 0 0
Chief Operation Officer Fred Liu 428,844 0 0 0
& Senior Executive Vice President
Chief Financial Officer & Spokesman Hui-Ming Cheng ( 18,200) 0 ( 56,000) 0
Executive Vice President Jason Juang 90,000 0 0 0
Vice President Cliff Chiang ( 14,670) 0 ( 55,000) 0
Vice President CS Wang 21,660 0 0 0
Vice President David Chen 135,470 0 0 0
Vice President (note 3) David Wang 10,000 0 0 0
Vice President HC Hung 79,391 0 0 0
Vice President Jack Tong ( 46,812) 0 ( 45,000) 0
Vice President Jason Mackenzie 29,304 0 ( 8,304) 0
Vice President Jim Lin 68,216 0 0 0
Vice President KH Tung 10,938 0 0 0
Vice President Lotus Chen 30,612 0 ( 88,000) 0
Vice President Florian Seiche 54,458 0 ( 9,000) 0
Associate Vice President Andy Chen 1,099 0 0 0
Associate Vice President (note 4) Cliff Chou 48,503 0 0 0
(Continue)
2008 01/01/2009~04/21/2009
Change in quantity Change in quantity of Change in quantity of Change in quantity of
Title (note 1) Name of shareholding pledged shares shareholding pledged shares
Associate Vice President (note 4) Ralph Wang 24,120 0 0 0
Associate Vice President (note 4) Sam Teng 53,218 0 ( 5,000) 0
Associate Vice President (note 4) Simon Hsieh 41,000 0 ( 41,000) 0
Associate Vice President (note 4) Simon Lin 55,660 0 ( 45,000) 0
Associate Vice President (note 4) Steve Wang 30,600 0 ( 24,600) 0
Associate Vice President (note 4) WH Liu 54,610 0 0 0
Controller (note 6) James Chen - - 0 0
Chief Information Officer (note 2) Eric Chou 10,000 0 0 0
Chief Innovation Officer Horace Luke 61,383 0 0 0
Chief Marketing Officer John Wang 19,200 0 ( 63,000) 0
General Counsel Grace Lei 44,350 0 ( 37,000) 0
Director (note 10) Clement Lin 22,600 0 ( 41,000) 0
Director (note 7) Edward Wang - - 0 0
Director (note 5) Joey Cheng - - 0 0
Director Vincent Tseng 10,386 0 0 0
GSSD General Manager (note 8) Johnson Sher 0 0 - -
Director (note 9) Peter Chiang ( 6,822) 0 - -
Director (note 9) Casper Chang ( 6,800) 0 - -
(Concluded)
Note 1: Shareholders whose total holdings of company shares exceed 10 percent shall be registered as major shareholders and listed separately.
Note 2: On 16 January 2008 Eric Chou was newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts are applicable from the date
the post was assumed.
Note 3: On 5 May 2008 David Wang was newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts are applicable from the date the
post was assumed.
Note 4: On 1 June 2008 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which
they assumed their posts.
Note 5: On 9 February 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on
which they assumed their posts.
Note 6: On 10 February 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on
which they assumed their posts.
Note 7: On 10 March 2009 they were newly hired as key managerial personnel; the disclosures regarding increases or decreases in shares and pledged amounts is applicable from the date on which
they assumed their posts.
Note 8: Johnson Sher has already resigned on 31 May 2008
Note 9: Peter Chiang and Casper Chang has already resigned on 31 December 2008
Note 10: Relieved of from accounting officer and accounting director on 30 April 2009 due to job rotation
Note 11: Where the counterparty in any such transfer or pledge of equity interests is a related party, the following information shall be disclosed.
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