Pottery Barn 2008 Annual Report Download - page 151

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(8) Ms. Alber owns $104,680 in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan, as of March 27,
2009. The number of shares listed in the table includes 9,783 shares held in the Williams-Sonoma, Inc.
Stock Fund. This number was calculated by dividing the amount owned in the Williams-Sonoma, Inc. Stock
Fund by $10.70, the closing price of Williams-Sonoma, Inc. common stock on March 27, 2009.
(9) Ms. McCollam owns $65,699 in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan, as of
March 27, 2009. The number of shares listed in the table includes 6,140 shares held in the Williams-
Sonoma, Inc. Stock Fund. This number was calculated by dividing the amount owned in the Williams-
Sonoma, Inc. Stock Fund by $10.70, the closing price of Williams-Sonoma, Inc. common stock on
March 27, 2009.
(10) Mr. DeMattei owns $38,168 in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan, as of
March 27, 2009. The number of shares listed in the table represents 3,567 shares held in the Williams-
Sonoma, Inc. Stock Fund. This number was calculated by dividing the amount owned in the Williams-
Sonoma, Inc. Stock Fund by $10.70, the closing price of Williams-Sonoma, Inc. common stock on
March 27, 2009.
(11) Includes 4,400 shares owned by Mr. Robertson’s wife.
(12) The directors and officers as a group own $569,799 in the Williams-Sonoma, Inc. Stock Fund under our
401(k) plan, as of March 27, 2009. The number of shares listed in the table includes 53,250 shares held in
the Williams-Sonoma, Inc. Stock Fund. This number was calculated by dividing the amount owned in the
Williams-Sonoma, Inc. Stock Fund by $10.70, the closing price of Williams-Sonoma, Inc. common stock on
March 27, 2009.
EQUITY COMPENSATION PLAN INFORMATION
The following table provides information regarding securities authorized for issuance under our equity
compensation plans as of February 1, 2009:
Plan category
Number of securities to
be issued upon exercise of
outstanding options,
warrants and rights
(a)
Weighted average
exercise price of
outstanding
options, warrants
and rights
(b)
Number of securities
remaining available for future
issuance under equity
compensation plans (excluding
securities reflected in
column (a))
(c)
Equity compensation plans approved by
security holders(1) ................. 13,890,490 $20.80 1,076,714
Equity compensation plans not approved
by security holders(2) .............. 594,400 $22.09
Total .............................. 14,484,390 $20.86 1,076,714
(1) This reflects our 1993 Stock Option Plan and 2001 Long-Term Incentive Plan and includes 1,246,333
outstanding restricted stock units granted pursuant to the 2001 Long-Term Incentive Plan.
(2) This reflects our 2000 Nonqualified Stock Option Plan.
2000 Nonqualified Stock Option Plan
In July 2000, our Compensation Committee approved the 2000 Nonqualified Stock Option Plan, or the 2000
Plan. The 2000 Plan provides for the grant of nonqualified stock options to employees who are not officers or
members of our Board, and persons who have accepted employment and actually become employees within 120
days of such acceptance. The plan administrator determines when options granted under the 2000 Plan may be
exercised, except that no options may be exercised less than six months after grant, except in the case of the
death or disability of the optionee. Options granted under the 2000 Plan have an exercise price equal to 100% of
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