Haier 2006 Annual Report Download - page 39

Report
of the Directors
董事會
報告書
38
Haier Electronics Group Co., Ltd. Annual Report 2006
海爾電器集團有限公司 二零零六年年報
SUBSTANTIAL SHAREHOLDERS’ INTERESTS IN
SHARES AND UNDERLYING SHARES
(Cont’d)
Notes: (Cont’d)
3. Haier Investment was holding 3,366,000,000 Shares and was
deemed to be interested in 826,500,000 Shares held by its indirect
non-wholly-owned subsidiary. Moreover, Haier Investment was
deemed to be interested in an aggregate of 9,397,925,930 Shares
held by Haier BVI as stated in note 5 below and 1,000,000,000
Shares held by Haier Third BVI pursuant to the SFO by reason of
its acting in concert with Haier Corp.
Ms. Yang Mian Mian and Mr. Cui Shao Hua, the executive directors
of the Company, are also directors of Haier Investment.
4. Deutsche Bank has a long position in 12,645,981,486 Shares. In
addition, it has a short position in 3,926,774,819 underlying
Shares (the “DB Shares”) acquired pursuant to an agreement
dated 16 November 2005 entered into between Deutsche Bank
and CCT Telecom Holdings Limited. In addition, pursuant to a
subscription agreement dated 16 November 2005 entered into
between Deutsche Bank and Haier BVI, Haier BVI agreed to
issue and Deutsche Bank agreed to subscribe for warrants in
respect of the 3,926,774,819 DB Shares which, upon exercise,
will entitle the holder to put such Shares to Haier BVI.
5. Haier BVI was holding 4,526,706,667 Shares. In addition, Haier
BVI was acting in concert with Deutsche Bank pursuant to an
undertaking letter dated 5 January 2006 executed by Haier BVI
and Deutsche Bank, pursuant to which Deutsche Bank agreed
that, unless otherwise agreed and subject to the exceptions set
out therein, Deutsche Bank will not sell or dispose of any of the
3,926,774,819 DB Shares (as defined in note 4 above).
Accordingly, Haier BVI was deemed to be interested in the DB
Shares pursuant to the SFO.
Haier BVI was also interested in 944,444,444 underlying Shares
under the convertible notes as part of the consideration pursuant
to an agreement dated 5 March 2004 entered into between Haier
Corp, Haier Investment and the Company respectively.
Ms. Yang Mian Mian and Mr. Wu Ke Song, the executive directors
of the Company, are also the directors of Haier BVI.
Save as disclosed above, as at 31 December 2006, no other person,
other than the directors or the chief executive of the Company,
whose interests are set out in the section headed “Directors’
interests and short positions in the Shares and underlying Shares”
above, had registered an interest or a short position in the Shares
or underlying Shares of the Company that was required to be
recorded pursuant to Section 336 of the SFO.
主要股東於股份及相關股份之權益 （續）
附註：（續）
3. 海爾投資持有3,366,000,000股股份，鑑於其
與海爾集團公司乃一致行動，故根據證券及期
貨條例，其被視為於其間接非全資附屬公司持
有之826,500,000股股份中擁有權益，並於下
文附註5所述海爾BVI持有之合共
9,397,925,930股股份及海爾第三BVI持有之
1,000,000,000股股份中擁有權益。
本公司執行董事楊綿綿女士及崔少華先生亦為
海爾投資之董事。
4. 德銀擁有12,645,981,486股股份之好倉。此
外，根據德銀與中建電訊集團有限公司於二零
零五年十一月十六日訂立之協議，其亦擁有根
據該協議所購入之3,926,774,819股相關股份
（「德銀股份」）之淡倉。此外，根據德銀與海爾
BVI於二零零五年十一月十六日訂立之認購協
議，海爾BVI同意發行而德銀同意認購涉及
3,926,774,819股德銀股份之認股權證，於行
使時，持有人有權向海爾BVI認沽該等股份。
5. 海爾BVI持有4,526,706,667股股份。此外，根
據海爾BVI與德銀於二零零六年一月五日簽立
之承諾書，海爾BVI與德銀乃一致行動，據
此，德銀同意，除非經其他方式協定及在當中
所載若干例外情況下，德銀將不會銷售或出售
任何3,926,774,819股德銀股份（定義見上文附
註4）。因此，海爾BVI根據證券及期貨條例被
視為於德銀股份中擁有權益。
海爾BVI亦於海爾集團公司、海爾投資與本公
司在二零零四年三月五日訂立之協議中作部分
代價之可換股票據所涉及之944,444,444股相
關股份中擁有權益。
本公司執行董事楊綿綿女士及武克松先生亦為
海爾BVI之董事。
除上文所披露者外，於二零零六年十二月三十
一日，概無其他人士（所持權益載於上文「董事
於股份及相關股份之權益及淡倉」一節之本公
司董事或最高行政人員除外）於本公司股份或
相關股份中擁有根據證券及期貨條例第336條
規定須予記錄之登記權益或淡倉。