Kroger 2011 Annual Report Download - page 44

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42
BENEFICIAL OWNERSHIP OF COMMON STOCK
As of February 17, 2012, Kroger’s directors, the named executive officers, and the directors and executive
officers as a group, beneficially owned Kroger common shares as follows:
Name
Amount and Nature
of
Beneficial Ownership
Reuben V. Anderson ................................................... 90,315(1)
Robert D. Beyer ....................................................... 132,362(1)
David B. Dillon ....................................................... 2,512,323(2)(3)(4)
Michael J. Donnelly .................................................... 202,763(2)(3)
Paul W. Heldman ...................................................... 596,142(2)(3)
Susan J. Kropf ........................................................ 31,550(5)
John T. LaMacchia ..................................................... 103,150(1)
David B. Lewis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66,275(1)
W. Rodney McMullen .................................................. 1,275,658(2)(3)
Jorge P. Montoya ...................................................... 26,897(5)
Clyde R. Moore ....................................................... 80,750(1)
Susan M. Phillips ...................................................... 66,585(6)
Steven R. Rogel ....................................................... 79,578(1)
James A. Runde ....................................................... 40,050(7)
Ronald L. Sargent ..................................................... 39,050(7)
J. Michael Schlotman .................................................. 264,945(2)(3)
Bobby S. Shackouls .................................................... 66,550(1)
Directors and Executive Officers as a group (including those named above) ....... 7,512,635(2)(3)
(1) This amount includes 36,800 shares that represent options that are or become exercisable on or before
April 17, 2012.
(2) This amount includes shares that represent options that are or become exercisable on or before
April 17, 2012, in the following amounts: Mr. Dillon, 1,602,000; Mr. Donnelly, 148,668; Mr. Heldman,
276,000; Mr. McMullen, 562,000; Mr. Schlotman, 141,000; and all directors and executive officers as a
group, 4,230,734.
(3) The fractional interest resulting from allocations under Kroger’s defined contribution plans has been
rounded to the nearest whole number.
(4) This amount includes 87,618 shares owned by Mr. Dillon’s wife, 18,008 shares in his children’s trust and
173,413 shares held in trust by his wife. Mr. Dillon disclaims beneficial ownership of these shares.
(5) This amount includes 11,800 shares that represent options that are or become exercisable on or before
April 17, 2012.
(6) This amount includes 26,800 shares that represent options that are or become exercisable on or before
April 17, 2012.
(7) This amount includes 16,800 shares that represent options that are or become exercisable on or before
April 17, 2012.
No director or officer owned as much as 1% of the common shares of Kroger. The directors and executive
officers as a group beneficially owned 1% of the common shares of Kroger.
No director or officer owned Kroger common shares pledged as security.