Kroger 2011 Annual Report Download - page 37

Download and view the complete annual report

Please find page 37 of the 2011 Kroger annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 124

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124

35
Option Awards Stock Awards
Name
Number of
Securities
Underlying
Unexercised
Options
(#)
Exercisable
Number of
Securities
Underlying
Unexercised
Options
(#)
Unexercisable
Equity
Incentive
Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options
(#)
Option
Exercise
Price
($)
Option
Expiration
Date
Number of
Shares or
Units of Stock
That Have
Not Vested
(#)
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested
($)
Equity
Incentive
Plan
Awards:
Number of
Unearned
Shares,
Units or
Other
Rights That
Have
Not Vested
Equity
Incentive
Plan
Awards:
Market or
Payout Value
of Unearned
Shares,
Units or
Other Rights
That Have
Not Vested
Paul W. Heldman 26,667 $23.00 5/9/2012 2,500(6) $ 60,750
13,333 $23.00 5/9/2012 5,000(7) $ 121,500
80,000 $14.93 12/12/2012 7,500(8) $ 182,250
40,000 $17.31 5/6/2014 9,000(9) $ 218,700
40,000 $16.39 5/5/2015 16,275(10) $ 395,483
25,000 $19.94 5/4/2016 24,000(12) $ 583,200
20,000 5,000(1) $28.27 6/28/2017 2,025(13) $ 51,800
15,000 10,000(2) $28.61 6/26/2018 2,930(14) $ 75,142
10,000 15,000(3) $22.34 6/25/2019
6,000 24,000(4) $20.16 6/24/2020
43,400(5) $24.74 6/23/2021
Michael J. Donnelly 30,668 $14.93 12/12/2012 2,000(6) $ 48,600
30,000 $17.31 5/6/2014 4,000(7) $ 97,200
30,000 $16.39 5/5/2015 6,000(8) $ 145,800
18,000 $19.94 5/4/2016 6,000(9) $ 145,800
16,000 4,000(1) $28.27 6/28/2017 9,510(10) $ 231,093
12,000 8,000(2) $28.61 6/26/2018 2,500(10) $ 60,750
8,000 12,000(3) $22.34 6/25/2019 1,350(13) $ 34,533
4,000 16,000(4) $20.16 6/24/2020 1,712(14) $ 43,908
25,360(5) $24.74 6/23/2021
10,000(5) $24.74 6/23/2021
(1) Stock options vest on 6/28/2012.
(2) Stock options vest in equal amounts on 6/26/2012 and 6/26/2013.
(3) Stock options vest in equal amounts on 6/25/2012, 6/25/2013, and 6/25/2014.
(4) Stock options vest in equal amounts on 6/24/2012, 6/24/2013, 6/24/2014, and 6/24/2015.
(5) Stock options vest in equal amounts on 6/23/2012, 6/23/2013, 6/23/2014, 6/23/2015, and 6/23/2016.
(6) Restricted stock vests on 6/28/2012.
(7) Restricted stock vests in equal amounts on 6/26/2012 and 6/26/2013.
(8) Restricted stock vests in equal amounts on 6/25/2012, 6/25/2013, and 6/25/2014.
(9) Restricted stock vests in equal amounts on 6/24/2012, 6/24/2013, 6/24/2014, and 6/24/2015.
(10) Restricted stock vests in equal amounts on 6/23/2012, 6/23/2013, 6/23/2014, 6/23/2015, and 6/23/2016.
(11) Restricted stock vests as follows: 15,000 shares on 6/25/2012, 20,000 shares on 6/25/2013, and 35,000
shares on 6/25/2014.
(12) Restricted stock vests as follows: 12,000 shares on 6/26/2012 and 12,000 shares on 6/26/2013.