HTC 2011 Annual Report Download - page 50

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Note 1： Approval Document No.：The 23 July 1998 Letter No. Taiwan-Finance-Securities-I-59976 of the Securities and Futures Commission (SFC), Ministry of Finance.
Note 2： Approval Document No.：The 21 July 2000 Letter No. Taiwan-Finance-Securities-I-59899 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 3： Approval Document No.：The 13 April 2001 Letter No. Taiwan-Finance-Securities-I-118901 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 4： Approval Document No.：The 30 April 2002 Letter No. Taiwan-Finance-Securities-I-119837 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 5： Approval Document No.：The 28 July 2003 Letter No. Taiwan-Finance-Securities-I-0920133959 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 6： Approval Document No.：The 06 November 2003 Letter No.Taiwan-Finance-Securities-I-0920146220 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 7： Approval Document No.：The 16 January 2004 Letter No. Taiwan-Finance-Securities-I-0920162653 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 8： Approval Document No.：The 09 July 2004 Letter No. Finance-Supervisory-Securities-I-0930130457 of the Securities and Futures Bureau of the Financial Supervisory
Commission Executive Yuan
Note 9： Approval Document No.：The 14 January 2003 Letter No. Taiwan-Finance-Securities-I-09100169047 of the Securities and Futures Commission (SFC), Ministry of Finance
Note 10： Approval Document No.：The 12 July 2005 Letter No. Financial-Supervisory-Securities-I-0940128133 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 11： Approval Document No.：The 06 July 2006 Letter No. Financial-Supervisory-Securities-I-0950128723 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 12： Approval Document No.：The 25 January 2007 Letter No. Financial-Supervisory-Securities-III0960004848 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 13： Approval Document No.：The 12 July 2007 Letter No. Financial-Supervisory-Securities-I-0960036213 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 14： Approval Document No.：The 25 June 2008 Letter No. Financial-Supervisory-Securities-I-0970031749 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 15： Approval Document No.：The 16 December 2008 Letter No. Financial-Supervisory-Securities-III0970068202 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 16： Approval Document No.：The 9 July 2009 Letter No. Financial-Supervisory-Securities-0980034309 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 17： Approval Document No.：The 8 October 2009 Letter No. Financial-Supervisory-Securities-0980053814 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 18： Approval Document No.：The 9 March 2010 Letter No. Financial-Supervisory-Securities-0990010834 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 19： Approval Document No.：The 2 July 2010 Letter No. Financial-Supervisory-Securities-0990034358 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 20： Approval Document No.：The 30 June 2011 Letter No. Financial-Supervisory-Securities-1000030339 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
Note 21： Approval Document No.：The 8 November 2011 Letter No. Financial-Supervisory-Securities-1000054193 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
2012.05.10 Unit：Share
Type of stock Authorized Capital Remark
Outstanding shares Unissued Shares Total
Common Stock 852,052,170 147,947,830 1,000,000,000
(1) Of our authorized capital, 16,000,000 shares are reserved
for the exercise of stock warrants, preferred shares with
warrants, or corporate bonds with warrants
(2) The outstanding shares include 20,825,045 shares of
treasury stock bought back by HTC to be used for transfer to
employees.
(2) Shareholder structure:
2012.04.14
Shareholder
structure
Government
agencies
Financial
institutions
Other juridical
persons
Foreign institutions &
natural persons
Domestic natural
persons Treasury stock Total
Number of
shareholders 1 32 399 1,589 63,066 1 65,088
Shareholding 14 27,886,022 150,152,876 453,495,910 199,692,303 20,825,045 852,052,170
Holding
percentage 0.00% 3.27% 17.62% 53.23% 23.44% 2.44% 100.00%
CAPITAL
AND SHARES
1. Capital and Shares
(1) Capitalization:
2012.05.10 Unit：Share；NT$
Month/
Year Price
Authorized Paid-in Remark
Shares Amount Shares Amount Sources of capital
Capital
increase by
assets other
than cash
Other
03/1998 10 19,500,000 195,000,000 19,500,000 195,000,000 Cash offering None -
10/1998 10 200,000,000 2,000,000,000 100,000,000 1,000,000,000 Cash offering None Note 1
08/2000 40 200,000,000 2,000,000,000 125,000,000 1,250,000,000 Cash offering None Note 2
04/2001 163.5 200,000,000 2,000,000,000 127,600,000 1,276,000,000 Cash offering None Note 3
06/2002 10 200,000,000 2,000,000,000 162,720,000 1,627,200,000 Capitalization of
profits None Note 4
09/2003 10 270,000,000 2,700,000,000 202,764,000 2,027,640,000 Capitalization of
profits None Note 5
11/2003 131.1 270,000,000 2,700,000,000 217,164,000 2,171,640,000 Cash offering None Note 6
03/2004 10 270,000,000 2,700,000,000 218,731,347 2,187,313,470 Merger None Note 7
08/2004 10 450,000,000 4,500,000,000 271,427,616 2,714,276,160 Capitalization of
profits None Note 8
01/2005 127.95 450,000,000 4,500,000,000 276,311,395 2,763,113,950 Conversion of ECB None Note 9
04/2005 127.95 450,000,000 4,500,000,000 288,763,321 2,887,633,210 Conversion of ECB None Note 9
09/2005 10 450,000,000 4,500,000,000 357,015,985 3,570,159,850 Capitalization of
profits None Note 10
08/2006 10 550,000,000 5,500,000,000 436,419,182 4,364,191,820 Capitalization of
profits None Note 11
04/2007 10 550,000,000 5,500,000,000 432,795,182 4,327,951,820
Capital reduction
: Cancellation of
Treasury Shares
None Note 12
09/2007 10 650,000,000 6,500,000,000 573,133,736 5,731,337,360 Capitalization of
profits None Note 13
08/2008 10 1,000,000,000 10,000,000,000 755,393,856 7,553,938,560 Capitalization of
profits None Note 14
02/2009 10 1,000,000,000 10,000,000,000 745,393,856 7,453,938,560
Capital reduction
: Cancellation of
Treasury Shares
None Note 15
08/2009 10 1,000,000,000 10,000,000,000 796,020,844 7,960,208,440 Capitalization of
profits None Note 16
11/2009 10 1,000,000,000 10,000,000,000 788,935,844 7,889,358,440
Capital reduction
: Cancellation of
Treasury Shares
None Note 17
04/2010 10 1,000,000,000 10,000,000,000 773,935,844 7,739,358,440
Capital reduction
: Cancellation of
Treasury Shares
None Note 18
08/2010 10 1,000,000,000 10,000,000,000 817,653,285 8,176,532,850 Capitalization of
profits None Note 19
07/2011 10 1,000,000,000 10,000,000,000 862,052,170 8,620,521,700 Capitalization of
profits None Note 20
12/2011 10 1,000,000,000 10,000,000,000 852,052,170 8,520,521,700
Capital reduction
: Cancellation of
Treasury Shares
None Note 21
5
CAPITAL AND SHARES
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5
CAPITAL AND SHARES
| 97 |