HTC 2011 Annual Report Download - page 40

Download and view the complete annual report

Please find page 40 of the 2011 HTC annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 115

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115

(2) Stock transfer with related party:
Name Reason for
Transfer
Date of
Transaction
Party to
Transaction
Relationship of other party in Transaction to Company,
Director, Supervisor and Shareholder holding 10% or more
of the total number of shares issued by the Company
shares Price
Fred Liu Gift 2011.08.22 Wan-Yun Liu Children 25,000 -
(3) Stock Pledged with related party:
None
7. Related parties, as defined in the Statement of Financial Accounting
Standards No. 6, among the Company's 10 largest shareholders.
2012.04.14
Name (Note 1) Shareholding
Shareholding under
spouse and children
of minor age
Shareholding
under the title
of third party
Top 10 shareholders who are related parties to
each other. (Note 2) Note
shares % shares % shares % Name Relationship
Way-Chih Investment Co.,
LTD.(Representative: Su-
Lan Chiang)
43,819,290 5.14% 0 0.00% 0 0.00% • Way-Lien Technology Inc.
• Hon-Mou Investment Co., Ltd.
• Same chairman
• Same chairman
Way-Lien Technology Inc.
(Representative: Su-Lan
Chiang)
37,808,231 4.44% 0 0.00% 0 0.00% • Way-Chih Investment Co., LTD.
• Hon-Mou Investment Co., Ltd.
• Same chairman
• Same chairman
JPMorgan Chase Bank N.A.
Taipei Branch in custody for
EuroPacific Growth Fund
36,964,010 4.34% 0 0.00% 0 0.00% None None
Cher Wang 27,272,427 3.20% 22,391,389 2.63% 0 0.00% • Wen-Chi Chen • Spouse
JPMorgan Chase Bank N.A.
Taipei Branch in custody
for Capital World Growth
and Income Fund
26,563,050 3.12% 0 0.00% 0 0.00% None None
Hon-Mou Investment Co.,
Ltd.(Representative: Su-
Lan Chiang)
22,900,081 2.69% 0 0.00% 0 0.00% • Way-Chih Investment Co., LTD.
• Way-Lien Technology Inc.
• Same chairman
• Same chairman
Wen-Chi Chen 22,391,389 2.63% 27,272,427 3.20% 0 0.00% • Cher Wang • Spouse
JPMorgan Chase Bank N.A.
Taipei Branch in custody
for Capital Income Builder
18,151,973 2.13% 0 0.00% 0 0.00% None None
JPMorgan Chase Bank N.A.
Taipei Branch in custody for
Oppenheimer Developing
Market Fund
16,035,127 1.88% 0 0.00% 0 0.00% None None
Government of Singapore 15,726,300 1.85% 0 0.00% 0 0.00% None None
Note 1 : The top 10 shareholders shall all be listed; for institutional shareholders, the name of the entity and the name of its representative shall be listed separately.
Note 2 : Mutual relationships of shareholders, including judicial and natural persons, shall be disclosed.
Title Name
2011 2012.01.01 - 2012.04.14
Change in quantity
of shareholding
Change in
quantity of
pledged shares
Change in
quantity of
shareholding
Change in
quantity of
pledged shares
Vice President CS Wang 43,783(113,000) 0 0 0
Vice President Georges Boulloy 44,200 0 0 0
Vice President (note 3) Gregory Fisher 10,000 0 0 0
Vice President Lotus Chen 43,524(73,000) 0 0 0
Vice President Simon Hsieh 41,000(47,000) 0 0 0
Vice President, Studio Engineering Simon Lin 43,250(101,452) 0 0 0
Vice President WH Liu 43,127(70,000) 0 0 0
Associate Vice President Jim Lin 25,776(89,000) 0 0 0
Associate Vice President Steve Wang 35,400(25,150) 0 (17,000) 0
Associate Vice President (note 4) Thomas Chien 40,000 0 0 0
Associate Vice President James Chen 14,450(12,000) 0 0 0
Associate Vice President Edward Wang 13,340(22,000) 0 0 0
Director Joey Cheng 13,000(20,600) 0 0 0
President/ EMEA Region Florian Seiche 64,676(93,240) 0 (18,000) 0
President/ North Asia Jack Tong 81,993(23,000) 0 0 0
Head of HTC Communication,
China (note 5) Ray Yam 15,000(2,250) 0 0 0
Supervisor (note 6) Po-Cheng Ko 0 0 -- --
Supervisor (note 7) Caleb Ou-Yang 0 0 0 0
Chief Financial Officer (note 8) Winston Yung 30,000 0 (6,000) 0
Chief Innovation Officer (note 9) Horace Luke (81,063) 0 -- --
Chief Strategy Officer (note 10) Ronald Allen Louks 50,692(10,731) 0 (20,000) 0
Chief Information Officer (note 11) Eric Chou 21,546(18,000) 0 0 0
Vice President (note 12) Shashi Fernando 20,000(4,080) 0 -- --
Associate Vice President (note 13) Cliff Chou (15,000) 0 -- --
Associate Vice President (note 14) Ralph Wang 10,125(23,000) 0 -- --
Special Assistant of Procurement
Division (note 15) Kenny Tseng 5,378(10,000) 0 -- --
Director (note 16) Vincent Tseng (25,000) 0 -- --
(Concluded)
Note 1： David Bruce Yoffie took office on June 15, 2011.
Note 2： Huang-Chieh Chu took office on June 15, 2011.
Note 3： Gregory Fisher took office on February 21, 2011.
Note 4： Thomas Chien took office on April 1, 2011.
Note 5： Ram Yam took office on March 17, 2011.
Note 6： Po-Cheng Ko left office on April 20, 2011.
Note 7： Caleb Ou-Yang left office on May 7, 2012.
Note 8： Winston Yung took office on January 1, 2011 and left office on April 16, 2012.
Note 9： Horace Luke left office on April 30, 2011.
Note 10： Ronald Allen Louks left office on February 14, 2012.
Note 11： Eric Chou left office on March 16, 2012.
Note 12： Shashi Fernando took office on May 8, 2011 and left office on December 22, 2011.
Note 13： Cliff Chou left office on March 1, 2011.
Note 14： Ralph Wang left office on October 28, 2011.
Note 15： Kenny Tseng left office on July 6, 2011.
Note 16： Vincent Tseng left office on April 30, 2011.
4
CORPORATE GOVERNANCE
| 76 |
4
CORPORATE GOVERNANCE
| 77 |