Delta Airlines 2014 Annual Report Download - page 103

ITEM 9B. OTHER INFORMATION
None.
PART III
ITEM 10. DIRECTORS, EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE OF THE REGISTRANT
Information required by this item is set forth under the headings “Governance Matters,” “Proposal 1 - Election of Directors - Certain Information
About Nominees” and “Other Matters - Section 16 Beneficial Ownership Reporting Compliance” in our Proxy Statement to be filed with the
Commission related to our 2015 Annual Meeting of Stockholders (“Proxy Statement”), and is incorporated by reference. Pursuant to instruction 3 to
paragraph (b) of Item 401 of Regulation S-K, certain information regarding executive officers is contained in Part I of this Form 10-K.
ITEM 11. EXECUTIVE COMPENSATION
Information required by this item is set forth under the headings “Governance Matters - Compensation Committee Interlocks and Insider
Participation,” “Executive Compensation” and “Director Compensation” in our Proxy Statement and is incorporated by reference.
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER
MATTERS
Securities Authorized for Issuance Under Equity Compensation Plans
The following table provides information about the number of shares of common stock that may be issued under Delta's equity compensation plans
as of December 31, 2014 .
Other information required by this item is set forth under the heading “Beneficial Ownership of Securities” in our Proxy Statement and is
incorporated by reference.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
Information required by this item is set forth under the headings “Governance Matters,” “Executive Compensation - Post-Employment
Compensation - Other Benefits - Pre-Existing Medical Benefits Agreement with Northwest” and “Proposal 1 - Election of Directors” in our Proxy
Statement and is incorporated by reference.
96
Plan Category
(a) No. of Securities to
be Issued Upon
Exercise of
Outstanding Options,
Warrants and Rights
(1)
(b) Weighted-
Average
Exercise Price of
Outstanding Options,
Warrants and Rights
(2)
(c) No. of Securities Remaining
Available for Future Issuance
Under Equity Compensation
Plans (Excluding Securities
Reflected in Column (a))
(3)
Equity compensation plans approved by securities holders
7,954,302
$
10.99
27,331,339
Equity compensation plans not approved by securities holders
—
—
—
Total
7,954,302
$
10.99
27,331,339
(1)
Includes a maximum of 1,162,770 shares of common stock that may be issued upon the achievement of certain performance conditions under outstanding performance share awards as
of December 31, 2014 .
(2)
Includes performance share awards, which do not have exercise prices. The weighted average exercise price of options is $12.88.
(3)
Reflects shares remaining available for issuance under Delta's 2007 Performance Compensation Plan. If any shares of our common stock are covered by an award under the 2007 Plan
that is canceled, forfeited or otherwise terminates without delivery of shares (including shares surrendered or withheld for payment of the exercise price of an award or taxes related to
an award), then such shares will again be available for issuance under the 2007 Plan. Because 5,010,476 shares of restricted stock remain unvested and subject to forfeiture, these shares
could again be available for issuance.