Pottery Barn 2012 Annual Report Download - page 151

Amount and Nature of
Beneficial Ownership
Name and Address of Beneficial Owner
Position with
Company Common Stock
Awards
Exercisable
or Vesting
within
60 Days(1) Total
Percent of
Class(2)
Adrian D.P. Bellamy ............... Director 20,972 7,244 28,216 *
Rose Marie Bravo ................. Director 2,618 2,627 5,245 *
Mary Ann Casati .................. Director 2,630 2,627 5,257 *
Adrian T. Dillon .................. Director 53,662(12) 40,102 93,764 *
Anthony A. Greener ............... Director 30,462 9,377 39,839 *
Ted W. Hall ...................... Director 12,377 9,377 21,754 *
Michael R. Lynch ................. Director 28,323 23,112 51,435 *
Lorraine Twohill .................. Director 2,630 2,627 5,257 *
All current executive officers and
directors as a group (15 persons) . . . — 1,149,971(13) 998,810 2,148,781 2.2%
* Less than 1%.
(1) Reflects stock options that are or will become exercisable, stock-settled stock appreciation rights that are or
will become settleable and restricted stock units vesting within 60 days of April 1, 2013 (prior to
withholding of any such shares to satisfy applicable statutory withholding requirements).
(2) Assumes exercise, settlement or vesting of awards included in footnote (1) into shares of our common stock
with respect to the named individual. Based on 97,696,301 shares outstanding as of April 1, 2013.
(3) The information above and in this footnote is based on information taken from the Schedule 13G filed by
JPMorgan Chase & Co. filed on behalf of itself and its wholly owned subsidiaries JPMorgan Chase Bank,
National Association, J.P. Morgan Investment Management, Inc., JPMorgan Asset Management (UK) Ltd.
And J.P. Morgan Trust Company of Delaware. JPMorgan Chase & Co. is the beneficial owner of 6,768,626
shares of our common stock on behalf of other persons known to have the right to receive dividends for such
stock, the power to direct the receipt of dividends from such securities, the right to receive the proceeds
from the sale of such securities and/or the right to direct the receipt of proceeds from the sale of such
securities, and has the sole power to vote or direct the vote of 6,544,545 shares, the shared power to vote or
direct the vote of 193,556, the sole power to dispose or to direct the disposition of 6,568,039 shares and the
shared power to dispose or to direct the disposition of 200,587 shares.
(4) The information above is based on information taken from the Schedule 13G of Aristotle Capital
Management, LLC filed with the Securities and Exchange Commission on February 14, 2013.
(5) The information above is based on information taken from the Schedule 13G of Survivor’s Trust created
under the McMahan Family Trust dtd 1/25/84 (formerly known as McMahan Family Trust dtd 12/7/06)
filed with the Securities and Exchange Commission on February 14, 2013.
(6) Includes 36,562 shares held by Mr. Connolly in the Williams-Sonoma, Inc. Stock Fund under our 401(k)
plan, based on a statement dated April 1, 2013. The number of shares listed in the table also includes
225,000 shares that are owned by Fanshell Investors LLC. Mr. Connolly is a managing member of Fanshell
Investors LLC, and has shared voting and dispositive power over the shares.
(7) Includes 12,797 shares held by Ms. Alber in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan,
based on a statement dated April 1, 2013.
(8) Includes 899 shares held by Ms. Whalen in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan,
based on a statement dated April 1, 2013.
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Proxy