Pottery Barn 2012 Annual Report Download - page 150

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SECURITY OWNERSHIP OF PRINCIPAL STOCKHOLDERS AND MANAGEMENT
This table sets forth information regarding the ownership of our common stock as of April 1, 2013 by:
• each person known to us to own more than 5% of our outstanding common stock;
• each director nominee;
• the named executive officers; and
• all current executive officers and directors as a group.
Unless otherwise noted, the persons listed below have sole voting and investment power. In addition, unless
otherwise noted, the address of each stockholder noted in the following table is c/o Williams-Sonoma, Inc., 3250
Van Ness Avenue, San Francisco, California 94109. Information regarding our non-management 5%
stockholders is derived from the most recently available 13G filings.
Amount and Nature of
Beneficial Ownership
Name and Address of Beneficial Owner Position with Company Common Stock
Awards
Exercisable
or Vesting
within
60 Days(1) Total
Percent of
Class(2)
JPMorgan Chase & Co. ............
270 Park Avenue
New York, NY 10017
— 6,768,626(3) — 6,768,626(3) 6.9%
Aristotle Capital Management .......
11100 Santa Monica Blvd, Suite 1700
Los Angeles, CA 90025
— 6,566,855(4) — 6,566,855(4) 6.7%
Survivor’s Trust created under the
McMahan Family Trust dtd 1/25/84 . .
— 5,429,366(5) — 5,429,366(5) 5.6%
2 Oakmont Drive
Los Angeles, CA 90049
Patrick J. Connolly ................ Director and
Executive Vice President,
Chief Marketing Officer
816,664(6) 335,805 1,152,469 1.2%
Laura J. Alber .................... Director,
Chief Executive Officer
and President
131,025(7) 426,598 557,623 *
Julie P. Whalen ................... Executive Vice President
and Chief Financial
Officer
4,748(8) 5,755 10,503 *
Richard Harvey ................... Former President,
Williams-Sonoma Brand
21,737(9) 31,075 52,812 *
Sandra N. Stangl .................. President,
Pottery Barn Brands
19,092(10) 34,527 53,619 *
Sharon L. McCollam .............. Former Director and
Executive Vice President,
Chief Operating and
Chief Financial Officer
24,082(11) — 24,082 *
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