Pottery Barn 2012 Annual Report Download - page 134

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Stock Awards
Number of Shares or
Units of Stock that
have not Vested (#)
Market Value of
Shares or Units of
Stock that have
not Vested ($)(1)
Equity Incentive Plan
Awards: Number of
Unearned Shares, Units or
Other Rights that have
not Vested (#)
Equity Incentive
Plan Awards:
Market or Payout Value of
Unearned Shares, Units
or Other Rights that have
not Vested ($)
Laura J. Alber .......... 160,345(2) $ 7,218,732 — —
67,010(3) $ 3,016,790 — —
280,000(4) $12,605,600 — —
Julie P. Whalen ......... 10,020(2) $ 451,100 — —
42,750(5) $ 1,924,605 — —
3,045(6) $ 137,086 — —
8,750(7) $ 393,925 — —
Patrick J. Connolly ...... 30,065(2) $ 1,353,526 — —
15,230(3) $ 685,655 — —
11,250(4) $ 506,475 — —
Richard Harvey ......... 20,040(2) $ 902,201 — —
16,450(3) $ 740,579 — —
25,000(4) $ 1,125,500 — —
Sandra N. Stangl ........ 45,095(2) $ 2,030,177 — —
18,275(3) $ 822,741 — —
25,000(4) $ 1,125,500 — —
Sharon L. McCollam ..... — — — —
(1) Based on a stock price of $45.02, the closing price of our common stock on February 1, 2013, the last
business day of fiscal 2012.
(2) Represents restricted stock units granted on April 16, 2012. The restricted stock units vest as follows:
(i) 50% of the units vest on April 16, 2014 and (ii) 50% of the units vest on April 16, 2016, each subject to
continued service and a performance criterion of positive net cash flow provided by operating activities
(excluding any non-recurring charges) for fiscal 2012 as provided on the company’s consolidated statements
of cash flows. In addition, upon vesting, the executive receives a cash payment equal to dividends declared
between the grant date and the vesting date.
(3) Represents restricted stock units granted on April 5, 2011. The restricted stock units vest as follows: (i) 50%
of the units vest on April 5, 2013 and (ii) 50% of the units vest on April 5, 2015, each subject to continued
service and a performance criterion of positive net cash flow provided by operating activities (excluding any
non-recurring charges) for fiscal 2011 as provided on the company’s consolidated statements of cash flows.
In addition, upon vesting, the executive receives a cash payment equal to dividends declared between the
grant date and the vesting date.
(4) Represents restricted stock units granted on March 25, 2010. The restricted stock units vest in full four years
following the date of grant on March 25, 2014 subject to continued service and a performance criterion of
positive net cash flow provided by operating activities (excluding any non-recurring charges) for fiscal 2010
as provided on the company’s consolidated statements of cash flows. In addition, upon vesting, the
executive receives a cash payment equal to dividends declared between the grant date and the vesting date.
(5) Represents restricted stock units granted on July 30, 2012. The restricted stock units vest as follows: (i) 50%
of the units vest on July 30, 2014 and (ii) 50% of the units vest on July 30, 2016, each subject to continued
service and a performance criterion of positive net cash flow provided by operating activities (excluding any
non-recurring charges) in the last two fiscal quarters of fiscal 2012 as provided on the company’s
consolidated statements of cash flows. In addition, upon vesting, the executive receives a cash payment
equal to dividends declared between the grant date and the vesting date.
(6) Represents restricted stock units granted on April 5, 2011. The restricted stock units vest as follows: (i) 50%
of the units vest on April 5, 2013 and (ii) 50% of the units vest on April 5, 2015, each subject to continued
service. In addition, upon vesting, the executive receives a cash payment equal to dividends declared
between the grant date and the vesting date.
40