ADT 2014 Annual Report Download - page 27

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SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
SECTION 16(a) BENEFICIAL OWNERSHIP
REPORTING COMPLIANCE
Section 16(a) of the Exchange Act requires that the Company’s directors, certain of its officers and any persons beneficially owning more than
10% of a registered class of the Company’s equity securities, to file reports of their ownership of ADT common stock and of changes in such
ownership with the SEC and the NYSE within specified time periods. Regulations also require ADT to identify in this Proxy Statement any person
subject to this requirement who failed to file any such report on a timely basis. To the Company’s knowledge, based solely on a review of the
copies of such reports furnished to the Company and written representations from reporting persons that no other reports were required, we
believe that all of our directors, officers, and greater than 10% stockholders complied with all Section 16(a) filing requirements applicable to them
during the fiscal year ended September 26, 2014.
The ADT Corporation 2015 Proxy Statement 19
PROXY STATEMENT