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50
BE N E F I C I A L O W N E R S H I P O F C O M M O N S T O C K
The฀following฀table฀sets฀forth฀the฀common฀shares฀beneficially฀owned฀as฀of฀February฀13,฀2015฀by฀Kroger’s฀
directors,฀the฀named฀executive฀officers,฀and฀the฀directors฀and฀executive฀officers฀as฀a฀group.฀The฀percentage฀
of฀ownership฀is฀based฀on฀491,597,775฀of฀Kroger฀common฀shares฀outstanding฀on฀February฀13,฀2015.฀Except฀as฀
otherwise฀noted,฀each฀beneficial฀owner฀listed฀in฀the฀table฀has฀sole฀voting฀and฀investment฀power฀with฀regard฀
to฀the฀common฀shares฀beneficially฀owned฀by฀such฀owner.฀
Name Amount and Nature of
Beneficial Ownership*
Nora A. Aufreiter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,578
Kathleen฀S.฀Barclay . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139,633 (1)
Robert฀D.฀Beyer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153,692 (2)
David฀B.฀Dillon . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2,674,553 (1)(3)(4)(5)
Michael฀J.฀Donnelly . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 225,042 (1)(5)
Michael฀L.฀Ellis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283,108 (1)(5)
Susan฀J.฀Kropf . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62,670 (6)
David฀B.฀Lewis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70,822 (6)
W.฀Rodney฀McMullen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,525,093 (1)(6)
Jorge฀P.฀Montoya . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52,269 (6)(7)
Clyde฀R.฀Moore . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93,870 (2)
Susan฀M.฀Phillips . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86,260 (8)
James฀A.฀Runde . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71,170 (9)
Ronald฀L.฀Sargent . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74,620 (10)
J.฀Michael฀Schlotman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 270,848 (1)(3)(5)
Bobby฀S.฀Shackouls . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51,320 (11)(12)
Directors฀and฀executive฀officers฀as฀a฀group฀(29฀persons,฀
including฀those฀named฀above) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,049,179฀(1)(5)
*฀ No฀director฀or฀officer฀owned฀as฀much฀as฀1%฀of฀ Kroger฀ common฀shares.฀The฀directors฀and฀ executive฀
officers฀as฀a฀group฀beneficially฀owned฀1%฀of฀Kroger฀common฀shares.
(1)฀ This฀amount฀includes฀shares฀underlying฀options฀that฀are฀or฀become฀exercisable฀on฀or฀before฀April฀14,฀2015,฀
in฀the฀following฀amounts:฀Ms.฀Barclay,฀84,648;฀Mr.฀Dillon,฀1,443,308;฀Mr.฀Donnelly,฀130,432;฀Mr.฀Ellis,฀
118,072;฀Mr.฀ McMullen,฀ 494,328;฀Mr.฀Schlotman,฀ 80,168;฀and฀all฀ directors฀and฀ executive฀officers฀ as฀a฀
group,฀3,061,909.
(2)฀ This฀ amount฀ includes฀ 39,700฀ shares฀ underlying฀ options฀ that฀ are฀ or฀ become฀ exercisable฀ on฀ or฀ before฀
April฀14,฀2015.
(3)฀ This฀ amount฀ includes฀ Kroger฀ common฀ shares฀ that฀ are฀ pledged฀ as฀ security฀ for฀ bank฀ loans฀ in฀ the฀
following฀amounts:฀Mr.฀Dillon,฀398,787฀shares;฀and฀Mr.฀Schlotman,฀25,000฀shares.฀Both฀Mr.฀Dillon’s฀and฀
Mr.฀Schlotman’s฀ownership฀of฀Kroger฀common฀shares฀far฀exceeds฀our฀stock฀ownership฀guidelines฀as฀
described฀in฀the฀Compensation฀Discussion฀and฀Analysis.฀As฀such,฀they฀were฀permitted฀to฀pledge฀shares฀
in฀excess฀of฀their฀required฀stock฀ownership.
(4)฀ This฀amount฀includes฀307,392฀shares฀held฀in฀trusts฀by฀Mr.฀Dillon’s฀wife.฀Mr.฀Dillon฀disclaims฀beneficial฀
ownership of these shares.
(5)฀ The฀fractional฀interest฀resulting฀from฀ allocations฀ under฀Kroger’s฀defined฀contribution฀plans฀has฀been฀
rounded฀to฀the฀nearest฀whole฀number.
(6)฀ This฀ amount฀ includes฀ 29,700฀ shares฀ underlying฀ options฀ that฀ are฀ or฀ become฀ exercisable฀ on฀ or฀ before฀
April฀14,฀2015.
(7)฀ This฀ amount฀ includes฀ 11,000฀ shares฀ held฀ in฀ Mr.฀ Montoya’s฀ trust.฀ Mr.฀ Montoya฀ disclaims฀ beneficial฀
ownership of these shares.