HTC 2010 Annual Report Download - page 34

66 2 0 1 0 H T C A N N U A L R E P O R T 67
Corporate Governance
(II) Stock transfer with related party:
Name Reason for Transfer
Date of
Transaction Party to Transaction
Relationship of other party in Transaction to Company, Director, Supervisor and
Shareholder holding 10% or more of the total number of shares issued by the Company shares Price
Fred Liu Gift 04/16/2010 Hui-Chin Yang Spouse 500,000 -
Fred Liu Gift 08/27/2010 Wan-Yun Liu Children 25,000 -
(III) Stock Pledged with related party: None
VII. Related parties, as defined in the Statement of Financial Accounting
Standards No. 6, among the Company's 10 largest shareholders.
2011.04.17
Name (note 1)
Shareholding
Shareholding under spouse and
children of minor age
Shareholding under
the title of third party
Top 10 shareholders who are related parties to each
other. (Note 2) Note
shares % shares % shares % Name Relationship
Way-Chih Investment Co., Ltd.
(Representative: Su-Lan Chiang)
41,732,658 5.10% 0 0.00% 0 0.00%
>Way-Lien Technology Inc.
>Hon-Mou Investment Co., Ltd.
>Same chairman
>Same chairman
Way-Lien Technology Inc.
(Representative: Su-Lan Chiang)
35,864,982 4.39% 0 0.00% 0 0.00%
>Way-Chih Investment Co., Ltd.
>Hon-Mou Investment Co., Ltd.
>Same chairman
>Same chairman
JPMorgan Chase Bank N.A. Taipei
Branch in custody for EuroPacific
Growth Fund
33,900,610 4.15% 0 0.00% 0 0.00% None None
Cher Wang
25,973,740 3.18% 21,325,133 2.61% 0 0.00% >Wen-Chi Chen >Spouse
Hon-Mou Investment Co., Ltd.
(Representative: Su-Lan Chiang)
21,809,601 2.67% 0 0.00% 0 0.00%
>Way-Chih Investment Co., Ltd.
>Way-Lien Technology Inc.
>Same chairman
>Same chairman
Wen-Chi Chen
21,325,133 2.61% 25,973,740 3.18% 0 0.00% >Cher Wang >Spouse
HTC Depositary Receipts
Special Account under custodial
administration of Citibank N.A
20,055,170 2.45% 0 0.00% 0 0.00% None None
Deutsche Bank in custody for Pine
International Value Fund
18,493,671 2.26% 0 0.00% 0 0.00% None None
JPMorgan Chase Bank N.A. Taipei
Branch in custody for Oppenheimer
Developing Market Fund
13,808,740 1.69% 0 0.00% 0 0.00% None None
JPMorgan Chase Bank N.A. Taipei
Branch in custody for Capital Word
Growth and Income Fund
13,350,000 1.63% 0 0.00% 0 0.00% None None
Note 1 : The top 10 shareholders shall all be listed; for institutional shareholders, the name of the entity and the name of its representative shall be listed separately.
Note 2 : Mutual relationships of shareholders, including judicial and natural persons, shall be disclosed.
VIII. Total number of shares and total equity stake held in the same enterprise
by the Company, its Directors and Supervisors, Managers directly or
indirectly
2010.12.31 Unit: share; dollar; ％
Long-term investments (note)
Investments by HTC
Investments directly or indirectly controlled by
Directors, Supervisors, and Managers of HTC
Total investments
Shares/Investment
Amount % Shares/Investment Amount % Shares/Investment
Amount %
H.T.C(B.V.I) Corp. 225,018,083 shares 100% 0 0% 225,018,083 shares 100%
HTC America, Inc. 0 0% 18,000,000 shares 100% 18,000,000 shares 100%
HTC EUROPE CO., LTD. 0 0% 20,633,883 shares 100% 20,633,883 shares 100%
High Tech Computer (SuZhou) Co., Ltd. 0 0% USD20,000,000
(NTD662,388 thousand) 100% USD20,000,000
(NTD662,388 thousand) 100%
Exedea Inc. 0 0% 100 shares 100% 100 shares 100%
HTC NIPPON Corporation 0 0% 1,000 shares 100% 1,000 shares 100%
HTC Brasil 0 0% 1,987,399 shares 99.99% 1,987,399 shares 99.99%
HTC Corporation (Shanghai WGQ) 0 0% USD1,500,000
(NTD49,845 thousand) 100% USD1,500,000
(NTD49,845 thousand) 100%
HTC HK, Limited 0 0% 781,440,695 shares 100% 781,440,695 shares 100%
HTC Belgium BVBA/SPRL 0 0% 18,550 shares 100% 18,550 shares 100%
HTC Italia SRL 0 0% EUR10,000
(NTD422 thousand) 100% EUR10,000
(NTD422 thousand) 100%
Communication Global Certification Inc. 20,000,000 shares 100% 0 0% 20,000,000 shares 100%
PT. High Tech Computer Indonesia 1,875 shares 1% 185,625 shares 99% 187,500 shares 100%
High Tech Computer Asia Pacific Pte. Ltd. 206,218,309 shares 100% 0 0% 206,218,309 shares 100%
High Tech Computer (H.K.) Limited 0 0% 2,000,000 shares 100% 2,000,000 shares 100%
HTC (Australia and New Zealand) Pty. Ltd. 0 0% 400,000 shares 100% 400,000 shares 100%
HTC Philippines Corporation 0 0% 858,767 shares 99.99% 858,767 shares 99.99%
HTC India Private Limited 0 0% 500,000 shares 100% 500,000 shares 100%
HTC Investment Corporation 30,000,000 shares 100% 0 0% 30,000,000 shares 100%
HTC Electronics (Shanghai) Co., Ltd. 0 0% USD101,000,000
(NTD3,162,105 thousand) 100% USD101,000,000
(NTD3,162,105 thousand) 100%
HTC (Thailand) Limited 0 0% 10,000,000 shares 100% 10,000,000 shares 100%
One & Company Design, Inc. 0 0% 60,000 shares 100% 60,000 shares 100%
HTC Malaysia Sdn. Bhd. 0 0% 25,000 shares 100% 25,000 shares 100%
HTC Innovation Limited 0 0% 5,000 shares 100% 5,000 shares 100%
HTC Communication Co., Ltd. 0 0% USD27,500,000
(NTD891,326 thousand) 100% USD27,500,000
(NTD891,326 thousand) 100%
HTC I Investment Corporation 29,500,000 shares 100% 0 0% 29,500,000 shares 100%
HTC Holding Cooperatief U.A. EUR280
(NTD13 thousand)1% EUR27,720
(NTD1,335 thousand) 99% EUR28,000
(NTD1,348 thousand) 100%
HTC Netherlands B.V. 0 0% 18,000 shares 100% 18,000 shares 100%
Huada Digital Corporation 24,500,000 shares 100% 0 0% 24,500,000 shares 100%
HTC France Corporation 0 0% 6,500,000 shares 100% 6,500,000 shares 100%
HTC America Holding, Inc. 0 0% 23,617,151 shares 100% 23,617,151 shares 100%
HTC America Innovation, Inc. 0 0% 1,000 shares 100% 1,000 shares 100%
HTC South Eastern Europe LLC. 0 0% 150 shares 100% 150 shares 100%
HTC Nordic ApS 0 0% 80,000 shares 100% 80,000 shares 100%
Abaxia 0 0% 805,716 shares 100% 805,716 shares 100%
BLRSoft 0 0% USD20,000
(NTD660 thousand) 100% USD20,000
(NTD660 thousand) 100%
HTC Poland sp. z o.o. 0 0% 100 shares 100% 100 shares 100%
HTC Germany GmbH 0 0% 25,000 shares 100% 25,000 shares 100%
HTC Iberia, S.L. 0 0% 3,006 shares 100% 3,006 shares 100%
Note:HTC Long-term Investments.
IX. Corporate Social Responsibility
Report
HTC upholds the ideals of comprehensive environmental
protection, proper health and safety management,
and progressive improvement in energy eciency,
and provide a safe and healthy working environment
for our employees. For the benefits of its employees,
customers, suppliers, and contractors, and to achieve
sustainable corporate development, HTC has made the
following basic commitments in the area of corporate
social responsibility:
> HTC will scrupulously abide by all local laws and
regulations.
> HTC will protect employees' work-related rights and
interests and ensure fair employment opportunities.
> HTC will actively participate in energy saving, carbon
reduction, and environmental protection.
> HTC will be transparent in its management.
> HTC will continue to innovate in products and
services to raise the level of customer satisfaction.
> HTC will enhance shareholder interests, while
supporting underprivileged groups, charitable and
public service activities.
As the Company grows and develops, HTC must
respond to environmental, safety, and health issues
driven by increasing level of production. Each year,
HTC receives armation from third-party certification
institutions for eective implementation of ISO14001
and OHSAS 18001 standards. From 2010, HTC has
implemented the EICC (Electronic Industry Citizenship
Coalition) Code of Conduct and the ISO 5001 energy
management standards, as it continues to strengthen its
corporate social responsibility (CSR) in environmental
protection and ecient use of energy.
HTC is working to monitor and reduce carbon emission
at its production facilities in Taoyuan and around
Taiwan. The Company uses the ISO 5001 energy
management standards to eectively manage carbon
emissions and reduce their resulting impact on global
climate change.
In energy saving, HTC is reducing electricity use by
implementing time-controlled lighting, installing infrared
sensor switches, and replacing T8 lighting with energy
saving T5 fixtures in plants and oces. From 2010, it
has successively converted to the use of energy saving
LED lighting in its newly built oces and plants in
Taoyuan, Hsindian, and Tainan.
HTC continues to reduce the volume of industrial waste
resulting from its manufacturing processes and increase
resource recycling. Actual recycling rate for HTC mobile
phones, including reuse, recovery and recycling, far
exceeds the requirements of the EU WEEE (Waste
Electrical and Electronic Equipment) standards.
In the area of health and safety, HTC begins by
assessing risks and adopting necessary measures in
order to reduce accidents related to manufacturing,
equipment, working environment, or chemical exposure.
ISO Management Systems
Based on the concept of sustainable management,
HTC strives to achieve the greatest possible operating
performance, but is also committed to environmental
protection and employee care. HTC implements
the following management systems: the ISO 14001
environment management system, the OHSAS 18001
occupational health and safety management standards
(2007 standards), the TS 16949 and TL 9000 quality
management system, the IECQ QC 080000 hazardous
substance process management standards (2005
standards), and EICC electronic industry guidelines.
Employee Care
HTC's employees are its most valuable asset-the crucial
factor that allows it to compete successfully in the
global marketplace. HTC provides comprehensive safety
and health management, a friendly, healthy working