HTC 2010 Annual Report Download - page 33

64 2 0 1 0 H T C A N N U A L R E P O R T 65
Corporate Governance
IV. Information on replacement of certified public accountant:
1. Regarding the former certified public accountant
Date of replacement 12/28/2009
Reason for replacement Due to adjustments in the managerial organization at Deloitte & Touche, the certifying
CPAs have been changed from Ming-Hsien Yang and Kwan-Chung Lai to Ming-Hsien
Yang and Tze-Chun Wang.
Whether the engagement was voluntarily ended or declined by CPA Condition Concerned Person
Accountant
Appointer
voluntarily ended the engagement - -
declined further engagement - -
Audit report expressing other than an unqualified opinion during the two most
recent years
None
Whether there was any disagreement between the company and the former CPA Yes Accounting principles or practices
Financial report disclosure
Audit scope or procedure
Other
No V
Description
Other matters required for disclosure under Article 10, subparagraph 5, item
1, point 4 of the Regulations Governing Information to be Published in Annual
Reports of Public Companies
None
2. Regarding the successor certified public accountant
Name of the accounting firm Deloitte & Touche
Name of the certified public accountant Ming-Hsien Yang、Tze-ChunWang
Date of engagement 12/28/2009
Consultation with the newly engaged accountant regarding the accounting treatment of a specified transaction, or the type of
audit opinion that might be rendered on the company's financial report prior to the formal engagement of the successor
None
Written views from the successor certified public accountant regarding the matters on which the company did not agree with
the former certified public accountant
None
3. There is no response letter from the former CPA regarding the matters under Article 10, subparagraph 5, item 1,
and Article 10, subparagraph 5, item 2, of these the Regulations Governing Information to be Published in Annual
Reports of Public Companies.
V. The Company's Chairperson, General Manager, or any Managerial
Officer in charge of finance or accounting matters has not in the most
recent year hold a position at the accounting firm of its certified public
accountant or at an affiliated enterprise of such accounting firm.
VI. Transfer of equity interests and/or pledge of or change in equity
interests by a Director, Supervisor, Managerial Officer, or shareholder
with a stake of more than 10 percent during the most recent fiscal year
and the current fiscal year up to the date of printing of this annual
report.
(I) Changes in shareholdings of Directors, Supervisors, Managers, and Major Shareholders
Unit：Shares
Title Name
2010 2011.01.01~2011.04.17
Change in quantity
of shareholding Change in quantity of pledged shares Change in quantity of shareholding Change in quantity of pledged shares
Chairman Cher Wang 1,236,844 0 0 0
Director HT Cho 9,457
(173,000) 0 (6,000) 0
Director Wen-Chi Chen 1,015,482 0 0 0
Director Tan Ho-Chen 0 0 0 0
Independent Director Chen-Kuo Lin 0 0 0 0
Independent Director Josef Felder 0 0 70,000 0
Supervisor Way-Chih Investment Co., Ltd.
Representative: Shao-Lun Lee 1,987,269 0 0 0
Supervisor Caleb Ou-Yang 0 0 0 0
Chief Executive Ocer & President Peter Chou 329,403
(70,000) 000
Corporate Senior Executive Vice President and
President of Engineering and Operation Fred Liu 143,611
(624,000) 0 (81,000) 0
Chief Financial Ocer (note1) Winston Yung
-
- 0 0
Chief Operating Ocer (note 2) Matthew Vincent Costello 0 0 0 0
Chief Engineering Ocer David Chen 58,078
(154,000) 250,000 (113,000) (250,000)
Chief Marketing Ocer John Wang 34,400 0 (66,000) 0
Chief Product Ocer (note 3) Kouji A Kodera 20,000 0 (2,645) 0
Chief Strategy Ocer (note 4) Ronald Allen Louks 16,667 0 (2,813) 0
Chief Information Ocer Eric Chou 11,472
(10,000) 05,000
(10,000) 0
General Counsel Grace Lei 17,954
(20,000) 0
(19,000) 0
Vice President CS Wang 33,460
(39,000) 0 (93,000) 0
Vice President (note 5) Georges Boulloy 0 0 0 0
Vice President (note 6)
Gregory Fisher
-
-
0 0
Vice President Lotus Chen 32,546 0 (34,000) 0
Vice President Simon Hsieh 30,350
(33,350) 0 (22,000) 0
Vice President Simon Lin 34,402
(9,000) 0 (55,452) 0
Vice President WH Liu 36,073
(74,000) 0 (70,000) 0
Associate Vice President Jim Lin 25,691
(110,000) 0 (17,000) 0
Associate Vice President Ralph Wang 14,262
(55,000) 0 (20,000) 0
Associate Vice President Steve Wang 29,750
(26,000) 0 (21,750) 0
Associate Vice President (note 7) Thomas Chien - -
0
0
Associate Vice President James Chen 12,000 0 (1,000) 0
Associate Vice President Edward Wang 10,800 0 (8,000) 0
Special Assistant of Procurement Division Kenny Tseng 10,265
(3,000) 0 (3,000) 0
Director Joey Cheng 8,600 0 (18,600) 0
President- North America & Latin America Jason Mackenzie 53,616
(88,000) 0 (5,944) 0
President- EMEA Region Florian Seiche 47,374
(20,331) - (63,000) 0
Vice President, APAC Jack Tong 31,565
(25,000) 0 (14,000) 0
Vice President, Head of China (note 8) Ram Yam - 0 0 0
Supervisor (note 9) Po-Cheng Ko 0 0 0 0
Chief Financial Ocer & Spokesperson (note 10) Hui-Ming Cheng 1,850 0 - -
Chief Innovation Ocer (note 11) Horace Luke
47,788
(85,000)
0 (74,063) 0
Executive Vice President (note 12) Jason Juang (63,000) 0 - -
Vice President (note 13) Cli Chiang 3,445 0 - -
Vice President (note 14) David Wang 0 0 - -
Vice President (note 15) KH Tung (3,000) 0 - -
Associate Vice President (note 16) Andy Chen 0 0 - -
Associate Vice President (note 17) Cli Chou
30,297
(87,000) 0 (15,000) 0
Director (note 18) Vincent Tseng 6,965 0 (24,000) 0
Note 1 : Winston Yung took oce on January 1, 2011.
Note 2 : Matthew Vincent Costello took oce on November 1, 2010.
Note 3 : Kouji A Kodera took oce on May 3, 2010.
Note 4 : Ronald Allen Louks took oce on May 3, 2010.
Note 5 : Georges Boulloy took oce on December 1, 2010.
Note 6 : Gregory Fisher took oce on February 21, 2011.
Note 7 : Thomas Chien took oce on April 1, 2011.
Note 8 : Ram Yam took oce on March 17, 2011.
Note 9 : Po-Cheng Ko left oce on April 20, 2011.
Note 10 : Hui-Ming Cheng left oce on January 1, 2011.
Note 11 : Horace Luke left oce on April 30, 2011.
Note 12 : Jason Juang left oce on July 31, 2010.
Note 13 : Cli Chiang left oce on October 29, 2010.
Note 14 : David Wang left oce on June 12, 2010.
Note 15 : KH Tung left oce on January 5, 2010.
Note 16 : Andy Chen left oce on February 6, 2010.
Note 17 : Cli Chou left oce on March 1, 2011.
Note 18 : Vincent Tseng left oce on April 30, 2011.