Clearwire 2009 Annual Report Download - page 54

P
A
RT I
I
ITEM 5. Mar
k
et
f
or Registrant’s Common E
q
uit
y
,Re
l
ate
d
Stoc
kh
o
ld
er Matters, an
d
Issuer Purc
h
ases o
f
Equity
S
ecuritie
s
M
arket Prices of
C
ommon
S
tock
O
ur Class A Common Stock is traded on the NASDAQ Global Select Market under the s
y
mbol “CLWR.” Prio
r
t
o the closin
g
of the Transactions, we were not publicl
y
listed. The followin
g
table sets forth the quarterl
y
hi
g
han
d
l
ow sa
l
es pr
i
ces o
f
C
l
ass A Common Stoc
k
as reporte
d
on t
h
e NASDAQ G
l
o
b
a
l
Se
l
ect Mar
k
et
f
or t
h
e tra
di
ng per
i
o
d
of December 1, 2008, followin
g
the closin
g
of the Transactions (the date at which we became a publicl
y
liste
d
c
ompany), through December 31, 2009
:
High Low
P
eriod From December 1, 2008 to December 31, 200
8
......................
$7.80 $3.24
Year Ended December 31, 2009:
First Quarte
r
.....................................................
$5.15 $2.7
9
S
econ
d
Quarte
r
...................................................
$6.50 $4.24
Thi
r
d
Quarte
r
.....................................................
$
9.25
$
5.2
7
Fourt
hQ
uarter
....................................................
$
8.26
$
5.4
3
Th
e
l
ast reporte
d
sa
l
es pr
i
ce o
f
our C
l
ass A Common Stoc
k
on t
h
e NASDAQ G
l
o
b
a
l
Se
l
ect Mar
k
et o
n
F
ebruar
y
19, 2010 was $6.97.
A
s of Februar
y
19, 2010 there were 1
5
1 holders of record of Class A Common Stock. As man
y
shares o
f
Cl
ass A Common Stoc
k
are
h
e
ld b
y
b
ro
k
ers an
d
ot
h
er
i
nst
i
tut
i
ons on
b
e
h
a
lf
o
f
s
h
are
h
o
ld
ers, we are una
bl
eto
est
i
mate t
h
e tota
l
num
b
er o
fb
ene
fi
c
i
a
lh
o
ld
ers o
f
C
l
ass A Common Stoc
k
represente
db
yt
h
ese recor
dh
o
ld
ers
.
Th
ere
i
s current
l
y no esta
bli
s
h
e
d
pu
bli
c tra
di
ng mar
k
et
f
or our C
l
ass B Common Stoc
k.
C
lass A Common
S
tock Re
p
urchases
Th
ere were no C
l
ass A Common Stoc
k
repurc
h
ases
d
ur
i
ng t
h
e per
i
o
d
.
E
q
u
i
t
yC
om
p
ensat
i
on Plan
In connect
i
on w
i
t
h
t
h
ec
l
os
i
ng o
f
t
h
e Transact
i
ons, we assume
d
t
h
eO
ld
C
l
earw
i
re 2008 Stoc
k
Compensat
i
on
Plan, the Old Clearwire 2007 Stock Com
p
ensation Plan and the Old Clearwire 2003 Stock O
p
tion Plan
.
T
he table below presents information as of December 31, 2009 for our equit
y
compensation plans, which wa
s
previousl
y
approved b
y
Old Clearwire’s stockholders. We do not have an
y
equit
y
compensation plans that have no
t
b
een approve
db
y stoc
kh
o
ld
ers.
P
lan
C
ate
g
ory
N
umber of
S
ecuritie
s
T
o
B
e
I
ssue
dUp
o
n
Exerc
i
se o
f
O
utstand
i
n
gO
pt
i
on
s
And Vestin
g
o
f
Restricte
d
Stock Units
(
1
)
Weighted Average
Ex
e
r
c
i
se
Pri
ce
of O
p
tions
(
3
)
N
umber of
S
ecuritie
s
Remainin
g
Available
fo
rF
u
t
u
r
e
I
ssua
n
ce
Under E
q
u
i
t
y
C
om
p
ensat
i
on Plans
(
Excludin
g
S
ecurities
R
e
fl
ec
t
ed
in th
e
F
irst Column
)
Equ
i
ty compensat
i
on p
l
ans approve
dby
stoc
kh
o
ld
er
s
...................
3
3,390,925
(
2
)$
11.09 62,229,805
(1) All of the securities were acquired in connection with the closin
g
of the Transactions.
(2) Our equ
i
ty compensat
i
on p
l
ans aut
h
or
i
ze t
h
e
i
ssuance o
f
stoc
k
opt
i
ons, stoc
k
apprec
i
at
i
on r
i
g
h
ts, restr
i
cte
d
s
tock, restricted stock units, and other stock-based awards. Of these shares, 11,853,194 are to be issued u
p
on th
e
e
xercise of outstandin
g
options and 21,537,731 are to be issued pursuant to the vestin
g
of outstandin
g
restricted
s
tock units
.
44