Symantec 2002 Annual Report Download - page 60

PART III
Item 10. Directors and Executive OÇcers of the Registrant
Information with respect to this Item may be found in the section captioned ""Directors and Manage-
ment Ì Directors and Executive OÇcers'' appearing in the deÑnitive Proxy Statement that we will deliver to
stockholders in connection with the Annual Meeting of Stockholders to be held on September 12, 2002. Such
information is incorporated herein by reference.
Item 11. Executive Compensation
Information with respect to this Item may be found in the section captioned ""Directors and Manage-
ment Ì Compensation of Executive OÇcers'' appearing in the deÑnitive Proxy Statement to be delivered to
stockholders in connection with the Annual Meeting of Stockholders to be held on September 12, 2002. Such
information is incorporated herein by reference.
Item 12. Security Ownership of Certain BeneÑcial Owners and Management and Related Stockholder
Matters
Information with respect to this Item may be found in the sections captioned ""Directors and Manage-
ment Ì Security Ownership of Certain BeneÑcial Owners and Management'' appearing in the deÑnitive
Proxy Statement to be delivered to stockholders in connection with the Annual Meeting of Stockholders to be
held on September 12, 2002. Such information is incorporated herein by reference.
Equity Compensation Plans
A summary of our stockholder approved and non-approved equity compensation plans as of March 31,
2002 was as follows (in thousands, except exercise price):
Number of Securities Number of Securities
to be Issued Weighted Average Remaining Available for
Upon Exercise of Exercise Price of Issuance Under Equity
Plan Category Outstanding Options Outstanding Options Compensation Plans
Equity compensation plans approved by
security holders* ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 24,528 $23.03 11,611
Equity compensation plans not approved by
security holders ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 3,514 $21.87 4,046
TotalÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 28,042 $22.88 15,657
* Our 1998 Employee Stock Purchase Plan contains an ""evergreen'' provision whereby the number of shares
available for issuance increases automatically on January 1 of each year (beginning in 2000) by 1% of our
outstanding shares of common stock on each immediately preceding December 31 during the term of the
plan, provided that the aggregate number of shares issued over the term of the plan does not exceed
16 million shares.
The total number of shares to be issued upon exercise does not include approximately 742,000
outstanding options as of March 31, 2002 that were assumed as part of various acquisitions. The weighted
average exercise price of these outstanding options was $18.52 as of March 31, 2002. In connection with these
acquisitions, we have only assumed outstanding options and rights, but not the plans themselves, and
therefore, no further options may be granted under these acquired-company plans.
Our non-stockholder approved equity compensation plans include the following:
‚ 2001 Non-QualiÑed Equity Incentive Plan
‚ Options assumed in connection with our acquisition of AXENT
‚ 1999 Acquisition Plan
‚ Non-qualiÑed stock option and restricted shares granted to John Thompson, CEO of Symantec
‚ 1994 Patent Incentive Plan
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