Pottery Barn 2014 Annual Report Download - page 161

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Amount and Nature of
Beneficial Ownership
Name and Address of Beneficial Owner Position with Company Common Stock
Awards
Exercisable
or Vesting
within
60 Days(1) Total
Percent of
Class(2)
Adrian D.P. Bellamy ............. Director 33,801 5,381 39,182 *
Rose Marie Bravo ............... Director 5,245 3,954 9,199 *
Adrian T. Dillon ................ Director 72,674 (12) 25,885 98,559 *
Anthony A. Greener ............. Director 34,274 9,011 43,285 *
Ted W. Hall .................... Director 16,072 (13) 9,011 25,083 *
Michael R. Lynch ............... Director 13,808 22,632 36,440 *
Sabrina Simmons ............... Director — 641 641 *
Lorraine Twohill ................ Director 6,950 2,261 9,211 *
All current executive officers and
directors as a group
(14 persons) .................. — 1,309,021(14) 710,218 2,019,239 2.2%
* Less than 1%.
(1) Reflects stock options that are or will become exercisable, stock-settled stock appreciation rights that are or
will become settleable and restricted stock units vesting within 60 days of March 30, 2015 (prior to
withholding of any such shares to satisfy applicable statutory withholding requirements).
(2) Assumes exercise, settlement or vesting of awards included in footnote (1) into shares of our common stock
with respect to the named individual. Based on 91,642,370 shares outstanding as of March 30, 2015.
(3) The information above is based on information taken from the Schedule 13G of Survivor’s Trust created
under the McMahan Family Trust dtd 1/25/84 (formerly known as McMahan Family Trust dtd 12/7/06)
filed with the Securities and Exchange Commission on February 10, 2015.
(4) The information above is based on information taken from the Schedule 13G of BlackRock, Inc. filed with
the Securities and Exchange Commission on February 2, 2015.
(5) The information above and in this footnote is based on information taken from the Schedule 13G filed by
Capital Research Global Investors, a division of Capital Research and Management Company, with the
Securities and Exchange Commission on February 13, 2015.
(6) The information above is based on information taken from the Schedule 13G of The Vanguard Group, Inc.
filed with the Securities and Exchange Commission on February 10, 2015.
(7) The information above is based on information taken from the Schedule 13G of William Blair & Company,
LLC filed with the Securities and Exchange Commission on February 4, 2015.
(8) Includes 38,920 shares held by Mr. Connolly in the Williams-Sonoma, Inc. Stock Fund under our 401(k)
plan, based on a statement dated March 30, 2015. The number of shares listed in the table also includes
225,000 shares that are owned by Fanshell Investors LLC. Mr. Connolly is a managing member of Fanshell
Investors LLC, and has shared voting and dispositive power over the shares.
(9) Includes 13,264 shares held by Ms. Alber in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan,
based on a statement dated March 30, 2015.
(10) Includes 932 shares held by Ms. Whalen in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan,
based on a statement dated March 30, 2015.
(11) Includes 5,822 shares held by Ms. Stangl in the Williams-Sonoma, Inc. Stock Fund under our 401(k) plan,
based on a statement dated March 30, 2015.
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