Pottery Barn 2014 Annual Report Download - page 160
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SECURITY OWNERSHIP OF PRINCIPAL STOCKHOLDERS AND MANAGEMENT
This table sets forth information regarding the ownership of our common stock as of March 30, 2015 by:
• each person known to us to own more than 5% of our outstanding common stock;
• each director nominee;
• the Named Executive Officers; and
• all current executive officers and directors as a group.
Unless otherwise noted, the persons listed below have sole voting and investment power. In addition, unless
otherwise noted, the address of each stockholder noted in the following table is c/o Williams-Sonoma, Inc.,
3250 Van Ness Avenue, San Francisco, California 94109. Information regarding our non-management 5%
stockholders is derived from the most recently available 13G filings.
Amount and Nature of
Beneficial Ownership
Name and Address of Beneficial Owner Position with Company Common Stock
Awards
Exercisable
or Vesting
within
60 Days(1) Total
Percent of
Class(2)
Survivor’s Trust created under the
McMahan Family Trust dtd 1/25/84 . .
2 Oakmont Drive
Los Angeles, CA 90049
— 6,119,466(3) — 6,119,466(3) 6.7%
BlackRock, Inc. ...................
40 East 52
nd
Street
New York, NY 10022
— 5,387,245(4) — 5,387,245(4) 5.9%
Capital Research Global Investors. ....
333 South Hope Street
Los Angeles, CA 90071
— 5,026,000(5) — 5,026,000(5) 5.5%
The Vanguard Group, Inc. ............
— 4,998,108(6) — 4,998,108(6) 5.5%
100 Vanguard Blvd.
Malvern, PA 19355
William Blair & Company, LLC ...... — 4,904,510(7) — 4,904,510(7) 5.4%
222 W. Adams
Chicago, IL 60606
Patrick J. Connolly ................ Director and
Executive Vice President,
Chief Strategy and
Business
Development Officer
714,497(8) 218,767 933,264 1.0%
Laura J. Alber .................... Director,
Chief Executive Officer
and President
332,334(9) 214,503 546,837 *
Julie P. Whalen ...................Executive Vice President,
Chief Financial Officer
18,841(10) 22,072 40,913 *
Janet M. Hayes .................... President,
Williams-Sonoma Brand
13,573 46,356 59,929 *
Sandra N. Stangl .................. President,
Pottery Barn Brands
39,534(11) 83,468 123,002 *
68