Haier 2007 Annual Report Download - page 44

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Haier Electronics Group Co., Ltd. Annual Report 2007 海爾電器集團有限公司 二零零七年年報
Report of the Directors
董事會報告書
Substantial Shareholders’ Interests in Shares
and Underlying Shares (Cont’d)
Notes: (Cont’d)
2. As both Haier BVI and Haier Third BVI are the non-wholly-
owned subsidiaries of Haier Corp, Haier Corp was deemed
to be interested in an aggregate of 939,792,593 Shares held
by Haier BVI as stated in note 5 below and 100,000,000
Shares held by Haier Third BVI pursuant to the SFO.
Furthermore, as Haier Corp was acting in concert with
Haier Investment, Haier Corp was deemed to be interested
in 336,600,000 Shares held by Haier Investment and
82,650,000 Shares held by a non-wholly-owned subsidiary
of Haier Investment.
Ms. Yang Mian Mian, Mr. Wu Ke Song and Mr. Liang Hai
Shan, the executive directors of the Company, are also the
members of the management committee of Haier Corp.
3. Haier Investment held 336,600,000 Shares and was
deemed to be interested in 82,650,000 Shares held by its
indirect non-wholly-owned subsidiary. Moreover, Haier
Investment was deemed to be interested in an aggregate
of 939,792,593 Shares held by Haier BVI as stated in note
5 below and 100,000,000 Shares held by Haier Third BVI
pursuant to the SFO by reason of its acting in concert with
Haier Corp.
Ms. Yang Mian Mian and Mr. Cui Shao Hua, the executive
directors of the Company, are also directors of Haier
Investment.
4. Deutsche Bank had a long position in 1,264,598,149
Shares. In addition, it has a short position in 392,677,482
underlying Shares (the “DB Shares”) acquired pursuant
to an agreement dated 16 November 2005 entered into
between Deutsche Bank and CCT Telecom Holdings
Limited. In addition, pursuant to a subscription agreement
dated 16 November 2005 entered into between Deutsche
Bank and Haier BVI, Haier BVI agreed to issue and
Deutsche Bank agreed to subscribe for warrants in respect
of the 392,677,482 DB Shares which, upon exercise, will
entitle the holder to put such Shares to Haier BVI.
5. Haier BVI held 452,670,667 Shares. In addition, Haier BVI
was acting in concert with Deutsche Bank pursuant to an
undertaking letter dated 5 January 2006 executed by Haier
BVI and Deutsche Bank, pursuant to which Deutsche Bank
agreed that, unless otherwise agreed and subject to the
exceptions set out therein, Deutsche Bank will not sell or
dispose of any of the 392,677,482 DB Shares (as defined
in note 4 above). Accordingly, Haier BVI was deemed to be
interested in the DB Shares pursuant to the SFO.
主要股東於股份及相關股份之權益
（續）
附註：（續）
2. 由於海爾BVI及海爾第三BVI為海爾集團公司之
非全資附屬公司，故此根據證券及期貨條例，海
爾集團公司被視為於下文附註5所述海爾BVI 持
有之合共939,792,593 股股份及海爾第三BVI持
有之100,000,000股股份中擁有權益。
此外，由於海爾集團公司與海爾投資乃一致行
動，故海爾集團公司被視為於海爾投資所持有之
336,600,000股股份及海爾投資之非全資附屬公
司持有之82,650,000股股份中擁有權益。
本公司執行董事楊綿綿女士、武克松先生及梁海
山先生亦為海爾集團公司管理委員會之成員。
3. 海爾投資持有336,600,000股股份，鑑於其與海
爾集團公司乃一致行動，故根據證券及期貨條
例，其被視為於其間接非全資附屬公司持有之
82,650,000股股份中擁有權益，並於下文附註5
所述海爾BVI 持有之合共939,792,593股股份及
海爾第三BVI 持有之100,000,000股股份中擁有
權益。
本公司執行董事楊綿綿女士及崔少華先生亦為海
爾投資之董事。
4. 德銀擁有1,264,598,149 股股份之好倉。此外，
根據德銀與中建電訊集團有限公司於二零零五年
十一月十六日訂立之協議，其亦擁有根據該協議
所購入之392,677,482股相關股份（「德銀股份」）
之淡倉。此外，根據德銀與海爾BVI於二零零五
年十一月十六日訂立之認購協議，海爾BVI 同意
發行而德銀同意認購涉及392,677,482股德銀股
份之認股權證，於行使時，持有人有權向海爾
BVI認沽該等股份。
5. 海爾BVI持有452,670,667 股股份。此外，根
據海爾BVI 與德銀於二零零六年一月五日簽立
之承諾書，海爾BVI與德銀乃一致行動，據此，
德銀同意，除非經其他方式協定及在當中所載
若干例外情況下，德銀將不會銷售或出售任何
392,677,482股德銀股份（定義見上文附註4）。
因此，海爾BVI 根據證券及期貨條例被視為於德
銀股份中擁有權益。