XM Radio 2011 Annual Report Download - page 28

deemed to beneficially own 206,920,324 shares of our common stock which are held of record by clients of
Wellington Management. Wellington Management has shared investment and voting power with respect to
206,920,324 and 163,596,847 shares of our common stock, respectively.
How much stock do our directors and executive officers own?
The following table shows the number of shares of common stock beneficially owned by each of our
directors, each of our named executive officers and all of our directors and executive officers as a group as of
February 29, 2012.
Name of Beneficial Owner
Number of Shares
of Common Stock
Beneficially Owned(1)
Percent
of Class
Joan L. Amble ............................................ 889,285 *
Leon D. Black ............................................ 896,698 *
David J.A. Flowers(2) ...................................... 159,608 *
Lawrence F. Gilberti ....................................... 424,059 *
Eddy W. Hartenstein ....................................... 935,285 *
James P. Holden .......................................... 99,413 *
Gregory B. Maffei(2) ....................................... 159,608 *
John C. Malone(2) ......................................... 159,608 *
James F. Mooney(3) ....................................... 905,798 *
Jack Shaw ............................................... 981,285 *
Carl E. Vogel ............................................. 100,000 *
Vanessa A. Wittman ....................................... —
Mel Karmazin ............................................ 68,823,947 1.8
Scott A. Greenstein ........................................ 4,763,638 *
James E. Meyer ........................................... 5,971,501 *
Dara F. Altman ........................................... 919,402 *
Patrick L. Donnelly ........................................ 1,838,717 *
David J. Frear(4) .......................................... 5,892,827 *
All Executive Officers and Directors as a Group (18 persons) ....... 93,920,679 2.4%
* Less than 1% of our outstanding shares of common stock.
(1) These amounts include shares of common stock, restricted shares of common stock and restricted stock
units that the individuals hold. Also included are the shares of common stock acquired under and held in our
401(k) savings plan as of February 29, 2012: Mr. Karmazin — 323,947 shares; Mr. Greenstein —
84,677 shares; Mr. Meyer — 2,873 shares; Ms. Altman — 48,098; Mr. Donnelly — 12,717 shares; and
Mr. Frear — 81,227 shares.
(2) Messrs. Flowers, Maffei and Malone are employees of Liberty Media Corporation, which beneficially owns
12,500,000 shares of our Series B-1 Preferred Stock, and they disclaim beneficial ownership of the shares
owned by an affiliate of Liberty Media Corporation.
(3) Includes 9,100 shares held as custodian for his child.
(4) Includes 1,900 shares held by Mr. Frear’s spouse.
Section 16(a) Beneficial Ownership Reporting Compliance
Based solely upon a review of reports filed pursuant to Section 16(a) of the Exchange Act and written
representations furnished to us during our most recent fiscal year, we know of no director, executive officer or
beneficial owner of more than ten percent of our common stock who failed to file on a timely basis reports of
beneficial ownership of our common stock as required by Section 16(a) of the Exchange Act, as amended, except
that Thomas Barry, our Senior Vice President and Controller, filed a Form 4 one day late in August 2011
reporting a stock option award.
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