Pottery Barn 2007 Annual Report Download - page 141

Name and Address of Beneficial Owner Position with Company
Amount and Nature of
Beneficial Ownership Percent of
Class(1)Shares Options
Adrian D.P. Bellamy ............................ Director 42,612 141,750 *
Adrian T. Dillon ................................ Director 7,600 36,750 *
Anthony A. Greener ............................. Director 2,250 6,750 *
Ted W. Hall ................................... Director 2,250 6,750 *
Michael R. Lynch ............................... Director 2,300 130,750 *
Richard T. Robertson ............................ Director 6,500(12) 123,250 *
David B. Zenoff ................................ Director 11,000 32,250 *
All current executive officers and directors as a group
(14 persons) ................................. — 8,253,128(13) 3,019,050 10.69%
* Less than 1%.
(1) Assumes exercise of stock options currently exercisable or exercisable within 60 days of March 31, 2008 by
the named individual into shares of our common stock. Based on 105,454,295 shares outstanding as of
March 31, 2008.
(2) The information above and in this footnote is based on information taken from the Schedule 13G of FMR
LLC, filed with the Securities and Exchange Commission on February 14, 2008. FMR LLC has sole voting
power over 770 shares of our common stock. In addition, FMR LLC is a parent holding company as defined
under Rule 13d-1(b)(ii)(G) of the Securities and Exchange Act of 1934, as amended, and accordingly is
deemed the beneficial owner with sole dispositive power over 13,254,370 shares of our common stock
beneficially owned through multiple entities to which it is a direct or indirect parent. Edward C. Johnson
3rd, as chairman of FMR LLC, has sole dispositive power over 13,254,370 shares of our common stock, and
members of the Johnson family, directly or through trusts, may be deemed, under the Investment Company
Act of 1940, to form a controlling group with respect to FMR LLC.
(3) The information above and in this footnote is based on information taken from the Schedule 13G of
James A. McMahan, filed with the Securities and Exchange Commission on February 7, 2008.
(4) The information above and in this footnote is based on information taken from the Schedule 13G of
Harbinger Capital Partners Master Fund I, Ltd., filed with the Securities and Exchange Commission on
February 11, 2008. Harbinger Capital Partners Master Fund I, Ltd., Harbinger Capital Partners Offshore
Manager, L.L.C. and HMC Investors, L.L.C. have shared voting and dispositive power over 5,835,964
shares of our common stock. Harbinger Capital Partners Special Situations Fund, L.P., Harbinger Capital
Partners Special Situations GP, L.L.C. and HMC – New York, Inc. have shared voting and dispositive
power over 4,025,317 shares of our common stock. Herbert Management Corporation, Philip Falcone,
Raymond J. Harbert and Michael D. Luce have shared voting and dispositive power over 9,861,281 shares
of our common stock. Harbinger Capital Partners NY, LLC has shared voting and dispositive power over
5,761,035 shares of our common stock.
(5) The information above and in this footnote is based on information taken from the Schedule 13G of Capital
World Investors, filed with the Securities and Exchange Commission on February 11, 2008. Capital World
Investors has sole voting power over 3,790,000 shares of our common stock and sole dispositive power over
8,395,000 shares of our common stock. Capital Research and Management Company (CRMC) manages
assets through two investment divisions, Capital Research Global Investors (CRGI) and Capital World
Investors (CWI). In the Schedule 13G of CRMC, filed with the Securities and Exchange Commission on
February 11, 2008, CRMC has reported that CRGI and CWI make independent investment and proxy voting
decisions and, therefore, file separate ownership reports on Schedule 13G reflecting December 31, 2007
holdings in lieu of a CRMC filing.
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Proxy