Pentax 2009 Annual Report Download - page 92

Download and view the complete annual report

Please find page 92 of the 2009 Pentax annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 94

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94

90 HOYA Annual Report 2009
INVESTOR INFORMATION
(As of March 31, 2009)
Listing of the Company’s Shares
First Section of the Tokyo Stock Exchange
Shares of Common Stock
Authorized: 1,250,519,400 shares
Issued: 435,017,020 shares
Trading Unit
100 shares
Number of Shareholders
83,770
Share Ownership
Ownership Shareholders
Principal Shareholders
Eighth Issue
(Resolved by the Board of Directors on November 10, 2008)
1. Stock subscription rights granted: 2,590
2. Class and number of shares to be issued upon exercise of
stock subscription rights: 1,036,000 shares of common stock
(400 shares per stock subscription right)
3. Paid-in amount for stock subscription rights: Gratis
4. Exercise value per share at exercise of stock subscription
rights: ¥1,556
5. Exercise period of stock subscription rights: From
October 1, 2009, to September 30, 2018. However, limits
on exercise volume per period are determined separately.
Issuance of Stock Subscription Rights
Stock subscription rights are issued as stock options, based on Board of Directors resolutions.
Shareholder
Number of Shares
(Hundreds of shares)
Percentage of
Investment
1 JP Morgan Chase Bank 380055 391,641 9.05
2 Japan Trustee Services Bank, Ltd. (Trust Account) 300,296 6.94
3 Japan Trustee Services Bank, Ltd. (Trust Account 4G) 234,984 5.43
4 The Master Trust Bank of Japan, Ltd. (Trust Account) 184,662 4.27
5 State Street Bank and Trust Company 139,032 3.21
6 The Chase Manhattan Bank NA London SL Omnibus Account 104,809 2.42
7 State Street Bank and Trust Company 505225 96,500 2.23
8 Mamoru Yamanaka 90,197 2.08
9 Deutsche Bank Trust Company Americas 85,597 1.98
10
Mellon Bank NA as Agent for its Client Mellon Omnibus US Pension
77,928 1.80
Total 1,705,648 39.41
Note: Treasury stock (2,160,060 shares) is excluded from calculation of percentage of investment.
Financial
institutions
27.7%
Financial institutions
0.3%
Foreign investors
0.8%
Other corporate investors
2.0%
Foreign investors
51.3%
Other corporate
investors
0.6%
Individuals,
others
19.0%
Individuals, others
98.3%
Transfer Agent
Mitsubishi UFJ Trust and Banking Corporation
Corporate Agency Department
7-10-11 Higashisuna, Koto-ku
Tokyo 137-8081, Japan
Tel: +81-3-5683-5111
Ninth Issue
(Resolved by the Board of Directors on February 5, 2009)
1. Stock subscription rights granted: 150
2. Class and number of shares to be issued upon exercise of
stock subscription rights: 60,000 shares of common stock
(400 shares per stock subscription right)
3. Paid-in amount for stock subscription rights: Gratis
4. Exercise value per share at exercise of stock subscription
rights: ¥1,704
5. Exercise period of stock subscription rights: From October 1,
2009, to September 30, 2018. However, limits on exercise
volume per period are determined separately.