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77
HOYA Annual Report 2009
(2) Number of Stock Options and Changes in Number of Stock Options
The following tables are based on the stock options which exist as of March 31, 2009. Number of stock options is expressed in
number of shares to be issued upon exercise.
a. Number of stock options (Note)
3rd stock
subscription
rights
4th stock
subscription
rights
5th stock
subscription
rights
6th stock
subscription
rights
7th stock
subscription
rights
8th stock
subscription
rights
9th stock
subscription
rights
Unvested
As of March 31, 2008 — — — — 77,600 — —
Granted — — — — — 1,036,000 60,000
Forfeited — — — — — — —
Vested — — — — 77,600 — —
Unvested
As of March 31, 2009 — — — — — 1,036,000 60,000
Vested
As of March 31, 2008 467,600 503,600 889,200 780,800 — — —
Vested — — — — 77,600 — —
Exercised 400 — — — — — —
Forfeited 467,200 — — — — — —
Vested — — —
As of March 31, 2009 — 503,600 889,200 780,800 77,600 — —
Note: Number of shares in the above table is adjusted taking into account a four-for-one stock split for common stock as of November 15, 2005
b. Per unit information
3rd stock
subscription
rights
4th stock
subscription
rights
5th stock
subscription
rights
6th stock
subscription
rights
7th stock
subscription
rights
8th stock
subscription
rights
9th stock
subscription
rights
Exercise price (yen) (Note 1) 2,438 2,713 4,150 4,750 4,230 1,556 1,704
Average stock price on
exercise (yen) (Note 1) 2,802 — — — — — —
— — —
(a) 1,113 (a) 745 (a) 233 (a) 372
Fair value per unit
(as of grant date)
(yen) (Note 2)
(b) 1,224 (b) 786 (b) 235 (b) 378
(c) 1,289 (c) 800 (c) 241 (c) 381
(d) 1,448 (d) 946 (d) 243 (d) 390
Notes: 1. Exercise price and average stock price on exercise in the above table is adjusted taking into account a four-for-one stock split for common stock as of
November 15, 2005.
2. As the 1st stock subscription rights through 5th stock subscription rights were granted before the Corporate Act of Japan became effective, fair value per unit
was not calculated.