XM Radio 2010 Annual Report Download - page 27

How much stock do the directors and executive officers of SIRIUS XM own?
The following table shows the number of shares of common stock beneficially owned by each of our
directors, each of our named executive officers and all of our directors and executive officers as a group as of
February 28, 2011.
Name of Beneficial Owner
Number of Shares
of Common Stock
Beneficially Owned(1)
Percent
of Class
Joan L. Amble ......................................... 584,170 *
Leon D. Black(2) ....................................... 627,517 *
David J.A. Flowers(3) .................................... 67,052 *
Lawrence F. Gilberti ..................................... 1,320,921 *
Eddy W. Hartenstein ..................................... 630,170 *
James P. Holden ........................................ 760,764 *
Gregory B. Maffei(3) .................................... 67,052 *
John C. Malone(3) ...................................... 67,052 *
James F. Mooney(4) ..................................... 681,262 *
Jack Shaw ............................................ 676,170 *
Mel Karmazin ......................................... 38,806,020 *
Scott A. Greenstein ...................................... 4,606,303 *
James E. Meyer ........................................ 5,865,793 *
Dara F. Altman ......................................... 1,330,903 *
Patrick L. Donnelly...................................... 7,734,098 *
David J. Frear(5) ....................................... 4,756,405 *
All Executive Officers and Directors as a Group (16 persons)....... 68,581,652 1.7%
* Less than 1% of our outstanding shares of common stock.
(1) These amounts include shares of common stock, restricted shares of common stock and restricted stock
units that the individuals hold. Also included are the shares of common stock acquired under and held in
our 401(k) savings plan as of February 28, 2011: Mr. Karmazin — 306,020 shares; Mr. Greenstein —
79,092 shares; Mr. Meyer — 83,995 shares; Ms. Altman — 44,349; Mr. Donnelly — 9,499 shares; and
Mr. Frear — 77,718 shares.
(2) Mr. Black is the founding partner of Apollo Management, L.P., an affiliate of Apollo Investment Fund IV,
L.P. and Apollo Overseas Partners IV, L.P. (the “Apollo Funds”). The number of shares shown in the table
are shares that Mr. Black owns directly and does not include any shares held by the Apollo Funds.
Mr. Black disclaims beneficial ownership of any shares owned by the Apollo Funds.
(3) Messrs. Flowers, Maffei and Malone are employees of Liberty Media Corporation, which beneficially
owns 12,500,000 shares of our Series B-1 Preferred Stock, and they disclaim beneficial ownership of the
shares owned by an affiliate of Liberty Media Corporation.
(4) Includes 9,100 shares held as custodian for a child.
(5) Includes 1,900 shares held by Mr. Frear’s spouse.
Section 16(a) Beneficial Ownership Reporting Compliance
Based solely upon a review of reports filed pursuant to Section 16(a) of the Exchange Act and written
representations furnished to us during our most recent fiscal year, we know of no director, executive officer or
beneficial owner of more than ten percent of our common stock who failed to file on a timely basis reports of
beneficial ownership of our common stock as required by Section 16(a) of the Exchange Act, as amended,
except that David Frear, our Executive Vice President and Chief Financial Officer, did not timely file a Form 4
in July 2008 to disclose the conversion of 2,000 shares of common stock he held in XM Satellite Radio
Holdings Inc. into 9,200 shares of our common stock upon consummation of the merger with XM.
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