Pottery Barn 2013 Annual Report Download - page 147

Download and view the complete annual report

Please find page 147 of the 2013 Pottery Barn annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 156

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152
  • 153
  • 154
  • 155
  • 156

SECURITY OWNERSHIP OF PRINCIPAL STOCKHOLDERS AND MANAGEMENT
This table sets forth information regarding the ownership of our common stock as of March 31, 2014 by:
• each person known to us to own more than 5% of our outstanding common stock;
• each director nominee;
• the Named Executive Officers; and
• all current executive officers and directors as a group.
Unless otherwise noted, the persons listed below have sole voting and investment power. In addition, unless
otherwise noted, the address of each stockholder noted in the following table is c/o Williams-Sonoma, Inc.,
3250 Van Ness Avenue, San Francisco, California 94109. Information regarding our non-management 5%
stockholders is derived from the most recently available 13G filings.
Amount and Nature of
Beneficial Ownership
Name and Address of Beneficial Owner Position with Company Common Stock
Awards
Exercisable
or Vesting
within
60 Days(1) Total
Percent of
Class(2)
Capital Research Global Investors. . . .
333 South Hope Street
Los Angeles, CA 90071
— 7,566,000(3) — 7,566,000(3) 8.0%
JPMorgan Chase & Co. ............
270 Park Avenue
New York, NY 10017
— 6,853,526(4) — 6,853,526(4) 7.3%
BlackRock, Inc. ..................
40 East 52
nd
Street
New York, NY 10022
— 6,215,352(5) — 6,215,352(5) 6.6%
Survivor’s Trust created under the
McMahan Family Trust dtd 1/25/84 . .
— 5,599,466(6) — 5,599,466(6) 5.9%
2 Oakmont Drive
Los Angeles, CA 90049
Patrick J. Connolly ................ Director and
Executive Vice President,
Chief Marketing Officer
788,113(7) 251,349 1,039,462 1.1%
Laura J. Alber .................... Director,
Chief Executive Officer
and President
280,540(8) 302,637 583,177 *
Julie P. Whalen ...................Executive Vice President,
Chief Financial Officer
11,183(9) 17,689 28,872 *
Janet M. Hayes ................... President,
Williams-Sonoma Brand
29,754 36,980 66,734 *
Sandra N. Stangl .................. President,
Pottery Barn Brands
24,482(10) 72,355 96,837 *
55
Proxy