XM Radio 2015 Annual Report Download - page 33

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STOCK OWNERSHIP
Who are the principal owners of our stock?
The following table sets forth information regarding beneficial ownership of our common stock
as of February 29, 2016 by each person known by us to be the beneficial owner of more than 5%
of our outstanding common stock. “Beneficial ownership” includes those shares a person has or
shares the power to vote or transfer or has the right to acquire within 60 days of the measurement
date. Based upon a Schedule 13D/A filed on November 3, 2014 by Liberty Media Corporation, the
beneficial owner of the common stock listed below has sole investment and voting power with
respect to these shares.
Name and Address of Beneficial Owner of Common Stock Number Percent
Shares Beneficially
Owned as of
February 29, 2016
Liberty Media Corporation(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3,162,173,996 62.86%
12300 Liberty Boulevard
Englewood, CO 80112
(1) The ownership percentage is based upon the information contained in a Schedule 13D/A filed on
November 3, 2014 and a Form 4 filed on December 9, 2014 by Liberty Media Corporation and
the actual number of shares outstanding, 5,030,502,004, as of February 29, 2016.
How much stock do our directors and executive officers own?
The following table shows the number of shares of common stock beneficially owned as of
February 29, 2016 by each of our directors, each of our named executive officers and all of our
directors and executive officers as a group.
Name of Beneficial Owner
Number of Shares
of Common Stock
Beneficially Owned(1) Percent
of Class
Joan L. Amble . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,134,076 *
George W. Bodenheimer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36,089 *
Mark D. Carleton(2) .................................................. 15,544 *
Eddy W. Hartenstein . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,476,313 *
James P. Holden . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 324,223 *
Gregory B. Maffei(2) ................................................. 534,076 *
Evan D. Malone(2) ................................................... 46,349 *
James F. Mooney(3) ................................................. 160,628 *
Carl E. Vogel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163,851 *
Vanessa A. Wittman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 163,851 *
David M. Zaslav . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46,349 *
James E. Meyer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13,463,846 *
David J. Frear(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,377,946 *
Dara F. Altman . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1,929,021 *
James A. Cady . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 567,897 *
Joseph A. Verbrugge. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 396,285 *
All Executive Officers and Directors as a Group (20 persons) . . . . . . . . . 44,830,435 0.9%
*Less than 1% of our outstanding shares of common stock.
(1) These amounts include shares of common stock, restricted shares of common stock,
unexercised stock options and RSUs that the individuals hold or have the right to acquire within
sixty days of February 29, 2016. Also included are the following numbers of shares of common
stock acquired under and held in the Sirius XM Radio Inc. 401(k) Savings Plan as of February
29, 2016: Mr. Meyer—5,355 shares; Mr. Frear—85,046 shares; Ms. Altman—54,021 shares;
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