Sears 2012 Annual Report Download - page 17

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17
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities
Holdings' common stock is quoted on The NASDAQ Stock Market under the ticker symbol SHLD. There
were 14,217 shareholders of record at March 2, 2013. The quarterly high and low sales prices for Holdings' common
stock are set forth below.
Fiscal Year 2012
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 85.90 $ 65.70 $ 67.20 $ 68.77
Low . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 41.14 $ 46.28 $ 47.01 $ 38.40
Fiscal Year 2011
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 94.79 $ 86.72 $ 83.25 $ 80.37
Low . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 73.59 $ 66.15 $ 51.14 $ 28.89
Holdings has not paid and does not expect to pay cash dividends in the foreseeable future.
Equity Compensation Plan Information
The following table reflects information about securities authorized for issuance under our equity
compensation plans at February 2, 2013.
Plan Category
(a)
Number of securities
to be issued upon
exercise of
outstanding options,
warrants and
rights
(b)
Weighted-average
exercise price of
outstanding
options,
warrants and
rights
(c)
Number of securities
remaining available for
future issuance
under equity
compensation plans*
Equity compensation plans approved by security
holders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — 261,774
Equity compensation plans not approved by security
holders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — —
Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261,774
__________________
* Represents shares of common stock that may be issued pursuant to our 2006 Stock Plan. Excludes shares
covered by an outstanding plan award that, subsequent to February 2, 2013, ultimately are not delivered on an
unrestricted basis (for example, because the award is forfeited, canceled, settled in cash or used to satisfy tax
withholding obligations). Awards under the 2006 Stock Plan may be restricted stock awards, a grant of shares
of our common stock in connection with an award made under a long-term incentive plan, or certain other
awards.