Time Warner Cable 2015 Annual Report Download - page 25

(2) Reflects shares of Common Stock subject to (a) options to purchase Common Stock that, on February 27, 2015, were
unexercised, but were exercisable on or within 60 days after that date and (b) RSUs that, on February 27, 2015, were
unvested, but were expected to vest on or within 60 days after that date. These shares are excluded from the column
headed “Number of Shares.” The “Right to Acquire Shares” for each of the non-employee directors includes RSUs
issued to them as compensation since 2011, which represent the right to receive shares of Common Stock after
termination of service as a member of the Board, but does not include their interests set forth in the table below in
(a) RSUs issued to them as compensation prior to 2011, which represent the right to receive shares of Common Stock six
months after termination of service as a member of the Board and (b) deferred stock units issued under the Directors’
Deferred Compensation Program, which represent the right to receive shares of Common Stock on the distribution date
selected by the director. Each non-employee director’s (a) RSUs issued to them as compensation prior to 2011 and
(b) deferred stock units as of February 27, 2015 are set forth below. The directors do not have voting rights with respect
to these RSUs and deferred stock units, but they represent an economic interest in the shares of Common Stock. See
“Director Compensation.” For information about RSUs held by the named executive officers, see “Executive
Compensation—Outstanding Equity Awards.”
Pre-2011
Restricted
Stock Units
Deferred
Stock
Units
Carole Black .................................................. 12,409 —
Thomas H. Castro .............................................. 12,409 —
David C. Chang ................................................ 11,113 6,832
James E. Copeland, Jr. ........................................... 12,409 6,126
Peter R. Haje .................................................. 12,409 7,940
Donna A. James ................................................ 5,912 —
Don Logan .................................................... 12,409 —
N.J. Nicholas, Jr. ............................................... 12,409 7,568
Wayne H. Pace ................................................ 9,204 3,052
Edward D. Shirley .............................................. 5,912 —
John E. Sununu ................................................ 5,912 —
(3) Includes 666 shares of Common Stock owned by the Peter and Helen Haje Foundation, as to which Mr. Haje and his
spouse share voting power and investment power.
(4) Includes an aggregate of approximately 1,037 shares of Common Stock held by a trust under the TWC Savings Plan for
the benefit of TWC’s current executive officers, including 845 shares for Mr. Lawrence-Apfelbaum.
Security Ownership of Certain Beneficial Owners
Based on a review of filings with the SEC, as of March 31, 2015, the Company has determined that each of
the persons listed below is a beneficial holder of more than 5% of the outstanding shares of Common Stock as of
the date indicated.
Name and Address of Beneficial Owner
Shares of Stock
Beneficially
Owned
Percent of
Class
BlackRock, Inc.(1) ....................................................... 14,554,414 5.2%
55 East 52nd Street
New York, NY 10022
Dodge & Cox(2) ........................................................ 19,396,055 6.9%
555 California Street, 40th Floor
San Francisco, CA 94104
The Children’s Investment Fund Management (UK) LLP(3) ...................... 14,102,143 5.0%
7 Clifford Street
London, W1S 2FT, United Kingdom
The Vanguard Group, Inc.(4) .............................................. 15,222,575 5.4%
100 Vanguard Boulevard
Malvern, PA 19355
(1) Based solely on a Schedule 13G filed by BlackRock, Inc. with the SEC on February 3, 2015, which reported, as of
December 31, 2014, that it had sole voting power over 11,916,330 of the indicated shares, sole dispositive power over
14,539,054 of such shares, shared voting power over 13,628 of such shares and shared dispositive power over 15,360 of
such shares.
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