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115
2015/16 Annual Report Lenovo Group Limited
Number of units
Name
Award
type
Fiscal
Year of
Award
Effective
price
(HK$)
As at
April 1, 2015
(Unvested)
Awarded
during
the year
Vested
during
the year
Exercised
during
the year
Cancelled/
lapsed
during
the year
(Note 2)
As at
Mar 31, 2016
(unvested)
Total
outstanding
as at
Mar 31, 2016
Vesting period
(mm.dd.yyyy)
Mr. Nobuyuki Idei SAR 11/12 5.23 – – – – – – 144,085 09.28.2012 – 09.28.2014
SAR 12/13 6.36 91,438 –91,438 –––274,316 07.03.2013 – 07.03.2015
SAR 13/14 7.88 242,723 –121,361 – – 121,362 364,084 08.16.2014 – 08.16.2016
SAR 14/15 11.48 275,884 –91,961 – – 183,923 275,884 08.15.2015 – 08.15.2017
SAR 14/15 7.49 –403,970 – – – 403,970 403,970 08.14.2016 – 08.14.2018
RSU 12/13 6.36 36,577 –36,577 ––––07.03.2013 – 07.03.2015
RSU 13/14 7.88 65,601 –32,800 – – 32,801 32,801 08.16.2014 – 08.16.2016
RSU 14/15 11.48 67,509 –22,503 – – 45,006 45,006 08.15.2015 – 08.15.2017
RSU 15/16 7.49 –103,497 – – – 103,497 103,497 08.14.2016 – 08.14.2018
Mr. William O. Grabe SAR 09/10 3.88 – – – – – – 263,796 08.07.2010 – 08.07.2012
SAR 09/10 4.47 – – – – – – 38,163 11.30.2010 – 11.30.2012
SAR 10/11 4.59 – – – – – – 237,001 08.20.2011 – 08.20.2013
SAR 11/12 4.56 – – – – – – 323,000 08.19.2012 – 08.19.2014
SAR 12/13 6.36 91,438 –91,438 –––274,316 07.03.2013 – 07.03.2015
SAR 13/14 7.88 242,723 –121,361 – – 121,362 364,084 08.16.2014 – 08.16.2016
SAR 14/15 11.48 275,884 –91,961 – – 183,923 275,884 08.15.2015 – 08.15.2017
SAR 14/15 7.49 –403,970 – – – 403,970 403,970 08.14.2016 – 08.14.2018
RSU 12/13 6.36 36,577 –36,577 ––––07.03.2013 – 07.03.2015
RSU 13/14 7.88 65,601 –32,800 – – 32,801 32,801 08.16.2014 – 08.16.2016
RSU 14/15 11.48 67,509 –22,503 – – 45,006 45,006 08.15.2015 – 08.15.2017
RSU 15/16 7.49 –103,497 – – – 103,497 103,497 08.14.2016 – 08.14.2018
RSU (Deferral) 14/15 12.98 –18,290 18,290 ––––Note 1
RSU (Deferral) 15/16 10.65 –23,201 23,201 ––––Note 1
RSU (Deferral) 15/16 6.53 –37,840 37,840 ––––Note 1
RSU (Deferral) 15/16 6.83 –37,127 37,127 ––––Note 1
Mr. William Tudor Brown SAR 12/13 8.07 17,826 –17,826 –––53,476 01.31.2014 – 01.31.2016
SAR 13/14 7.88 242,723 –121,361 – – 121,362 364,084 08.16.2014 – 08.16.2016
SAR 14/15 11.48 275,884 –91,961 – – 183,923 275,884 08.15.2015 – 08.15.2017
SAR 14/15 7.49 –403,970 – – – 403,970 403,970 08.14.2016 – 08.14.2018
RSU 12/13 8.07 4,818 –4,818 ––––01.31.2014 – 01.31.2016
RSU 13/14 7.88 65,601 –32,800 – – 32,801 32,801 08.16.2014 – 08.16.2016
RSU 14/15 11.48 67,509 –22,503 – – 45,006 45,006 08.15.2015 – 08.15.2017
RSU 15/16 7.49 –103,497 – – – 103,497 103,497 08.14.2016 – 08.14.2018
Ms. Ma Xuezheng SAR 11/12 4.56 – – – – – – 107,666 08.19.2012 – 08.19.2014
SAR 12/13 6.36 91,438 –91,438 –––182,877 07.03.2013 – 07.03.2015
SAR 13/14 7.88 242,723 –121,361 – – 121,362 364,084 08.16.2014 – 08.16.2016
SAR 14/15 11.48 275,884 –91,961 – – 183,923 275,884 08.15.2015 – 08.15.2017
SAR 14/15 7.49 –403,970 – – – 403,970 403,970 08.14.2016 – 08.14.2018
RSU 12/13 6.36 36,577 –36,577 ––––07.03.2013 – 07.03.2015
RSU 13/14 7.88 65,601 –32,800 – – 32,801 32,801 08.16.2014 – 08.16.2016
RSU 14/15 11.48 67,509 –22,503 – – 45,006 45,006 08.15.2015 – 08.15.2017
RSU 15/16 7.49 –103,497 – – – 103,497 103,497 08.14.2016 – 08.14.2018
Mr. Yang Chih-Yuan Jerry SAR 12/13 8.63 8,198 –8,198 –––24,593 02.20.2014 – 20.02.2016
SAR 13/14 7.88 163,838 –81,919 – – 81,919 245,757 08.16.2014 – 08.16.2016
SAR 14/15 11.48 186,221 –62,073 – – 124,148 186,221 08.15.2015 – 08.15.2017
SAR 14/15 11.07 –37,202 12,400 – – 24,802 37,202 11.16.2015 – 11.16.2017
SAR 14/15 7.49 –403,970 – – – 403,970 403,970 08.14.2016 – 08.14.2018
RSU 12/13 8.63 2,216 –2,216 ––––02.20.2014 – 20.02.2016
RSU 13/14 7.88 44,281 –22,140 – – 22,141 22,141 08.16.2014 – 08.16.2016
RSU 14/15 11.48 45,568 –15,189 – – 30,379 30,379 08.15.2015 – 08.15.2017
RSU 14/15 11.07 –9,103 3,034 – – 6,069 6,069 11.06.2015 – 11.06.2017
RSU 15/16 7.49 –103,497 – – – 103,497 103,497 08.14.2016 – 08.14.2018
Note 1: Proceeds in respect of quarterly deferral grants to be paid only at point of termination from the board of directors or
unforeseen emergency.
Note 2: These units were nulified in accordance with the operation of the SAR plan rules.