Haier 2010 Annual Report Download - page 51

HAIER ELECTRONICS GROUP CO., LTD 海爾電器集團有限公司
CORPORATE GOVERNANCE REPORT 企業管治報告
Annual Report 2010 二零一零年年報 49
Internal Control and Risk Management
The Group is committed to implementing effective internal controls
and risk management procedures to identify and manage the risks that
may be faced by the Group, as well as to safeguard the interests of the
Group and our shareholders as a whole.
The Board is responsible for maintaining adequate internal controls
and risk management procedures in the Group, and for reviewing its
effectiveness through the Audit Committee on an on-going basis. The
Board has delegated to the Management the implementation of the
Group’s internal controls covering financial, operational and compliance
aspects, as well as risk management procedures.
The Board is also responsible for ensuring that the management has
discharged its duty to have an effective internal control system including
the adequacy of resources, qualification and experience of staff of the
Company’s accounting and financial reporting function, and their training
programme and budget.
During the year, the Company has engaged external independent
professionals to assist in its review on the operation of individual divisions
of the Group, particularly on those divisions of the integrated channel
services business which were newly set up, and in its assessment of the
effectiveness of Group’s internal control systems and risk management
procedures in its major business and operational processes. The Company
has established an internal control review plan to cover its major
internal control systems covering areas including operational control,
financial control and compliance control. Recommendations for further
improvements have been reported to the Audit Committee and the Audit
Committee has, in turn, reported the same to the Board together with
its assessment and recommendations. Such recommendations have been
or are being followed up by management. The Company is committed
to maintain an effective internal control system and will make sure
that adequate resources and management attention will be devoted to
strengthen its internal controls and risk management procedures.
Recognizing the importance of internal controls and risk management
procedures, the Group has initially set up an internal audit department
with the assistance of external independent professionals in establishing
internal audit procedures and in provision of appropriate training to the
relevant personnel.
Remuneration of External Auditors
The Group’s independent external auditors are Ernst & Young, Certified
Public Accountants. During the year, the annual audit fees and non-audit
fees payable/paid by the Group to Ernst & Young were RMB5,850,000
and RMB900,000, respectively.
內部監控與風險管理
本集團致力實行有效之內部監控及風險管理程序，
以識別並管理本集團可能面臨之風險，並保本集
團及其股東之整體利益。
董事會負責為本集團維持充分內部監控及風險管理
程序，並有責任透過審核委員會持續檢討上述程序
之成效。董事會已授權管理層對財務、營運及遵例
各方面實行本集團之內部監控及風險管理程序。
董事會亦負責確保管理層履行職責以維持行之有效
的內部監控制度，包括負責本公司會計及財務報告
職能之僱員具備足夠資源、資格及經驗並為彼等提
供充足傋計劃及預算。
年內，本公司已委聘外聘獨立專業人士協助其檢討
本集團個別部其是新的渠道綜合服務業務之運
作，並評估本集團主要業務及運作程序之內部監控
制度及風險管理程序之成效。本公司已設立一項內
部監控計劃以涵蓋其主要內部監控制度，所涵蓋範
圍包括營運監控、財務監控及合規監控。進一步改
善之建議已向審核委員會匯報，而審核委員會亦已
向董事會匯報有關事，並向其提交所作評估及推
建議。管理層已經或正在進有關建議。本公司
將致力維持有效之內部監控制度，並確保將投入充
分資源及管理力以固其內部監控及風險管理程
序。
本集團明內部監控及風險管理程序之重要性，因
而已初步成立內部審計部，並在外部獨立專業人
士之協助下設立內部審計程序，及向相關人員提供
適當傋。
外聘核數師之酬金
本集團之獨立外聘核數師為執業會計師安會計師
事務所。年內，本集團應付╱已付予安會計師事
務所之年度核數費用及非核數費用分別為人民幣
5,850,000元及人民幣900,000元。