HSBC 2009 Annual Report Download - page 325

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HSBC Holdings Executive Share Option Scheme1
HSBC Holdings ordinary shares of US$0.50
Exercise price (£)
Exercisable
Date of award
At
1 Jan
2009
At
31 Dec
20092 from until
At
1 Jan
2009
Adjustment
for rights
issue
Exercised
during
year3
Lapsed
during
year
At
31 Dec
2009
29 Mar 1999 6.3754 5.5557 3 Apr 2002 29 Mar 2009 6,858,013 1,005,752 6,300 7,857,465 –
10 Aug 1999 7.4210 6.4669 10 Aug 2002 10 Aug 2009 71,100 10,490 – 81,590 –
31 Aug 1999 7.8710 6.8591 31 Aug 2002 31 Aug 2009 4,000 590 – 4,590 –
3 Apr 2000 7.4600 6.5009 3 Apr 2003 3 Apr 2010 7,030,893 1,028,887 912,232 440,700 6,706,848
1 The HSBC Holdings Executive Share Option Scheme expired on 26 May 2000. No options have been granted under the Scheme since
that date.
2 Adjusted for rights issue.
3 The weighted average closing price of the shares immediately before the dates on which options were exercised was £7.20.
HSBC Holdings Group Share Option Plan1
HSBC Holdings ordinary shares of US$0.50
Exercise price (£)
Exercisable
Date of award
At
1 Jan
2009
At
31 Dec
20092 from until
At
1 Jan
2009
Adjustment
for rights
issue
Exercised
during
year3
Lapsed
during
year
At
31 Dec
2009
4 Oct 2000 9.6420 8.4024 4 Oct 2003 4 Oct 2010 299,016 43,745 – 3,034 339,727
23 Apr 2001 8.7120 7.5919 23 Apr 2004 23 Apr 2011 26,148,186 3,900,975 574 797,516 29,251,071
30 Aug 2001 8.2280 7.1702 30 Aug 2004 30 Aug 2011 147,768 21,766 – 15,053 154,481
7 May 2002 8.4050 7.3244 7 May 2005 7 May 2012 28,369,933 4,203,127 39,355 1,329,471 31,204,234
30 Aug 2002 7.4550 6.4966 30 Aug 2005 30 Aug 2012 337,142 50,554 – – 387,696
2 May 2003 6.9100 6.0216 2 May 2006 2 May 2013 25,860,244 3,866,806 1,230,221 578,851 27,917,978
29 Aug 2003 8.1300 7.0848 29 Aug 2006 29 Aug 2013 367,644 52,884 – 48,746 371,782
3 Nov 2003 9.1350 7.9606 3 Nov 2006 3 Nov 2013 4,019,800 593,054 – – 4,612,854
30 Apr 2004 8.2830 7.2181 30 Apr 2007 30 Apr 2014 50,891,202 7,544,767 277,525 1,888,126 56,270,318
27 Aug 2004 8.6500 7.5379 27 Aug 2007 27 Aug 2014 299,200 44,142 – 18,395 324,947
20 Apr 2005 8.3620 7.2869 20 Apr 2008 20 Apr 2015 6,660,770 1,011,194 – 787,567 6,884,397
1 The HSBC Holdings Group Share Option Plan expired on 26 May 2005. No options have been granted under the Plan since that date.
2 Adjusted for rights issue.
3 The weighted average closing price of the shares immediately before the dates on which options were exercised was £7.17.
HSBC Share Plan
HSBC Holdings ordinary shares of US$0.50
Exercise price (£)
Exercisable
Date of award
At
1 Jan
2009
At
31 Dec
20091 from until
At
1 Jan
2009
Adjustment
for rights
issue
Exercised
during
year
Lapsed
during
year
At
31 Dec
2009
21 Jun 2005 8.794 7.6634 21 Jun 2008 21 Jun 2009 224,727 33,155 – 257,882 –
30 Sep 2005 9.170 7.9911 30 Sep 2008 30 Sep 2015 74,985 11,061 – – 86,046
1 Adjusted for rights issue.
Subsidiary company share plans
HSBC France and subsidiary company
When it was acquired in 2000, HSBC France and
one of its subsidiary companies, HSBC Private Bank
France, operated employee share option plans under
which options could be granted over their respective
shares. No further options will be granted under
either of these companies’ plans. The following are
details of outstanding options to acquire shares in
HSBC France and HSBC Private Bank France.