Pentax 2007 Annual Report Download - page 74

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72
Listing of the Company’s Shares
First Section of the Tokyo Stock Exchange
Number of Shares of Common Stock
Authorized: 1,250,519,400
Issued: 435,017,020
Trading Unit
100 shares
Number of Shareholders
93,566
Breakdown of Shareholders
Principal Shareholders
<Ownership> <Number of Shareholders>
Japan Trustee Services Bank, Ltd. (Trust Account)
The Master Trust Bank of Japan, Ltd. (Trust Account)
The Chase Manhattan Bank, N.A. London
State Street Bank and Trust Company 505103
The Dai-ichi Mutual Life Insurance Company
State Street Bank and Trust Company
Nippon Life Insurance Company
Mamoru Yamanaka
The Chase Manhattan Bank 385036
Deutsche Bank Trust Company Americas
Above total
1
2
3
4
5
6
7
8
9
10
293,646
235,087
144,323
119,103
115,306
105,043
100,001
90,197
88,677
78,340
1,369,723
6.80
5.45
3.34
2.76
2.67
2.43
2.32
2.09
2.05
1.82
31.73
Other corporate
investors
1.9%
Other corporate
investors
0.6%
Individuals,
Other
19.8%
Foreign
investors
46.7%
Financial institutions
31.6%
Financial institutions
0.4%
Individuals,
Other
98.2%
Foreign
investors
0.8%
Investor Information
(As of March 31, 2007)
Following the approval at the 68th Ordinary General Meeting of Shareholders, in
connection with the resolution of the Board of Directors, the Company issued new share
subscription rights as stock option. Details are disclosed as below:
1. Number of new share subscription rights
the Company granted: 1,952 rights
2.
Class and number of new shares to be issued
upon exercising of new share subscription
rights: 780,800 shares of common stock of
the Company
(400 shares for each new share
subscription right)
3. Price of a new share subscription right:
Free of charge
4. Paid-in amount per share upon exercising
of a new share subscription right: ¥4,750
5. Exercise period: From October 1, 2007 to
September 30, 2016. Maximum percentage
of new share subscription rights
exercisable during each period is
fixed separately.
Transfer Agent of Common Stock
Handling Office
Mitsubishi UFJ Trust and Banking Corporation
Corporate Agency Department
7-10-11 Higashisuna, Koto-ku,
Tokyo 137-8081, Japan
Tel. 03-5683-5111
Shareholders
Number of shares
(Hundreds of shares)
Percentage of
voting rights (%)
Jan.–Mar.
Apr.–June
July–Sept.
Oct.–Dec.
High
¥ 5,040
4,990
4,480
4,810
2006 2007
Low
¥ 4,100
3,550
3,540
4,240
High
¥ 4,750
4,210
Low
¥ 3,810
3,660
Issuance of New Share Subscription Rights
Sixth issue of new subscription rights for common stock
(Resolved by the Board of Directors on October 19, 2006)
Common Stock Price Range