Pentax 2007 Annual Report Download - page 64

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62
(2) Number of Stock Options and Changes in Number of Stock Options
The following tables are based on the stock options which exist as of March 31, 2007. Number of stock options is expressed in number of
shares to be issued upon exercise.
a. Number of stock options (Note)
1st stock
subscription
rights
2nd stock
subscription
rights
3rd stock
subscription
rights
4th stock
subscription
rights
5th stock
subscription
rights
6th stock
subscription
rights
Unvested
As of March 31, 2006 — — — — 890,000 —
Granted — — — — — 780,800
Forfeited ——————
Vested — — — — 890,000 —
Unvested
As of March 31, 2007 — — — — — 780,800
Vested
As of March 31, 2006 2,304,000 16,000 597,600 593,600 — —
Vested — — — — 890,000 —
Exercised 806,800 — 85,600 63,200 800 —
Forfeited ——————
Vested
As of March 31, 2007 1,497,200 16,000 512,000 530,400 889,200 —
Note: Number of shares in the above table is adjusted taking into account a four-for one stock split for common stock as of November 15, 2005.
b. Per unit information
1st stock
subscription
rights
2nd stock
subscription
rights
3rd stock
subscription
rights
4th stock
subscription
rights
5th stock
subscription
rights
6th stock
subscription
rights
Exercise price (yen) (Note 1) 1,918 1,673 2,438 2,713 4,150 4,750
Average stock price on
exercise (yen) (Note 1) 4,315 — 4,271 4,396 3,960 —
Fair value per unit
(as of grant date)
(yen) (Note 2)
—————
(a) 1,113
(b) 1,224
(c) 1,289
(d) 1,448
Notes: 1. Exercise price and average stock price on exercise in the above table is adjusted taking into account a four-for one stock split for common stock as of November
15, 2005.
2. As the 1st stock subscription rights through 5th stock subscription rights were granted before the Corporate Law of Japan became effective, fair value per unit
was not calculated.