Neiman Marcus 2009 Annual Report Download - page 83

Table of Contents
Name of Beneficial Owner
Amount and
Nature of
Beneficial
Ownership
(Common Stock)
Options Currently
Exercisable
or Exercisable
within 60 days
Total
Stock and
Stock Based
Holdings
Percent
of Class
(1)
James J. Gold 902 2,671 3,573 *
754 Fifth Avenue
New York, NY 10019
Jonathan Coslet(7) — — — *
345 California Street
Suite 3300
San Francisco, CA 94104
John G. Danhakl — — — *
11111 Santa Monica Boulevard
Suite 2000
Los Angeles, CA 90025
Carrie Wheeler(7) — — — *
345 California Street
Suite 3300
San Francisco, CA 94104
All current executive officers and directors as
a group (17 persons)
1,009,038 30,448 1,039,486 99.60%
* Represents less than 1% of the class.
Footnotes:
(1) Percentage of class beneficially owned is based on 1,013,082 common shares outstanding as of September 17, 2010, together
with the applicable options to purchase common shares for each shareholder exercisable on September 17, 2010 or within 60
days thereafter. Shares issuable upon the exercise of options currently exercisable or exercisable 60 days after September 17,
2010 are deemed outstanding for computing the percentage ownership of the person holding the options, but are not deemed
outstanding for computing the percentage of any other person. The amounts and percentages of common stock beneficially
owned are reported on the basis of regulations of the SEC governing the determination of beneficial ownership of securities.
Under the rules of the SEC, a person is deemed to be a "beneficial owner" of a security if that person has or shares "voting
power," which includes the power to vote or to direct the voting of such security, or "investment power," which includes the
power to dispose of or to direct the disposition of such security. A person is also deemed to be a beneficial owner of any
securities of which that person has a right to acquire beneficial ownership within 60 days. Under these rules, more than one
person may be deemed to be a beneficial owner of such securities as to which such person has voting or investment power.
(2) Includes the 1,000,000 common shares owned by Newton Holding, LLC, a Delaware limited liability company ("Newton")
that are attributed to the TPG Funds (as defined below), which hold an aggregate of 41.5225% of membership units of Newton
(the "TPG Units"). The TPG Units that are attributed to TPG Partners IV, L.P., a Delaware limited partnership ("Partners"),
TPG Newton III, LLC, a Delaware limited liability company ("Newton III") and TPG Newton Co-Invest I LLC, a Delaware
limited liability company ("Newton Co-Invest" and, together with Partners and Newton III, collectively, the "TPG Funds") and
their affiliates represent direct holdings of membership units of Newton by the following entities (i) 27.6817% by Partners, (ii)
6.9204% by Newton III and (iii) 6.9204% by Newton Co-Invest.
The general partner of Partners and managing member of Newton Co-Invest is TPG GenPar IV, L.P., a Delaware limited
partnership, whose general partner is TPG GenPar IV Advisors, LLC, a Delaware limited liability company, whose sole
member is TPG Holdings I, L.P., a Delaware limited partnership, whose general partner is TPG Holdings I-A, LLC, a
Delaware limited liability company, whose sole member is TPG
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