Pottery Barn 2006 Annual Report Download - page 130

Download and view the complete annual report

Please find page 130 of the 2006 Pottery Barn annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 152

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137
  • 138
  • 139
  • 140
  • 141
  • 142
  • 143
  • 144
  • 145
  • 146
  • 147
  • 148
  • 149
  • 150
  • 151
  • 152

SECURITY OWNERSHIP OF PRINCIPAL SHAREHOLDERS AND MANAGEMENT
This table sets forth information regarding the ownership of our common stock as of March 19, 2007, by:
each person known to us to own more than 5% of our outstanding common stock;
each director nominee;
the named executive officers; and
all current executive officers and directors as a group.
Unless otherwise noted, the persons listed below have sole voting and investment power. In addition, unless
otherwise noted, the address of each shareholder noted in the following table is c/o Williams-Sonoma, Inc., 3250
Van Ness Avenue, San Francisco, California 94109. Information regarding our non-management 5% holders is
derived from the most recently available 13G filings. The options to purchase our stock listed below are currently
exercisable or are exercisable within 60 days of March 19, 2007.
Name and Address of Beneficial Owner Position with Company
Amount and Nature of
Beneficial Ownership Options
Percent of
Class(1)
Capital Research and Management
Company ..........................
333 South Hope Street
Los Angeles, CA 90071
15,564,800(2) — 14.13%
FMR Corp. ..........................
82 Devonshire Street
Boston, MA 02109
12,541,570(3) — 11.38
James A. McMahan ...................
2237 Colby Avenue
Los Angeles, CA 90064
Director Emeritus 11,040,565(4) 42,000 10.06
Goldman Sachs Asset Management, L.P. . . .
32 Old Slip
New York, NY 10005
8,735,986(5) — 7.93
W. Howard Lester ..................... Chairman and CEO 7,230,306(6) 907,500 7.33
Patrick J. Connolly .................... Director and
Executive Vice President,
Chief Marketing Officer
858,291(7) 774,000 1.47
Edward A. Mueller .................... Director 1,150,000 1.03
Laura J. Alber ........................ President 8,877(8) 352,600 *
Sharon L. McCollam ................... Executive Vice President,
Chief Operating and
Chief Financial Officer
4,101(9) 266,000 *
David M. DeMattei .................... Group President,
Williams-Sonoma,
Williams-Sonoma Home,
West Elm
1,083(10) 122,000 *
Adrian D.P. Bellamy ................... Director 20,568 169,500 *
Michael R. Lynch ..................... Director 110,500 *
Richard T. Robertson .................. Director 4,400(11) 104,500 *
Sanjiv Ahuja ......................... Director 38,500 *
Adrian T. Dillon ...................... Director 5,000 13,500 *
Anthony A. Greener ................... Director Nominee *
David B. Zenoff ...................... Director 7,900 13,500 *
All current executive officers and directors
as a group (15 persons) ............... — 8,140,762(12) 4,149,740 10.75
* Less than 1%.
36