Kodak 2001 Annual Report Download - page 102

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BENEFICIAL SECURITY OWNERSHIP OF DIRECTORS,
NOMINEES AND EXECUTIVE OFFICERS
Directors, Nominees
and Executive Officers
Number of Common Shares
Owned on January 2, 2002
Richard S. Braddock 22,522 (a) (b)
William W. Bradley 1,094
Robert H. Brust 127,809 (b)
Daniel A. Carp 728,583 (b)
Martha Layne Collins 15,373 (a) (b)
Martin M. Coyne 158,188 (b)
Timothy M. Donahue 3,055 (a)
Alice F. Emerson 17,302 (a) (b)
Paul E. Gray 15,070 (a) (b)
Durk I. Jager 13,681 (a) (b)
Debra L. Lee 7,586 (b)
Delano E. Lewis 1,127 (a)
Hector de J. Ruiz 4,645 (b)
Patricia F. Russo 100,000 (c)
Eric L. Steenburgh 79,789 (b)
Laura D’Andrea Tyson 7,732 (a) (b)
Richard A. Zimmerman 19,797 (a) (b)
All Directors, Nominees and
Executive Officers as a
Group (29), including the above 2,641,777 (a) (b) (d)
(a) Includes the following Kodak common stock equivalents, which are held in deferred compensation plans:
R. S. Braddock – 5,687; R. H. Brust – 11,052; D. A. Carp – 82,787 ; M. L. Collins – 8,173; M. M.
Coyne – 14,211; T. M. Donahue – 1,055; A. F. Emerson – 10,769; P. E. Gray – 8,070; D. I. Jager – 6,681;
D. E. Lewis – 927; E. L. Steenburgh – 31,911; L. D. Tyson – 812; and R. A. Zimmerman – 8,334; and all
directors, nominees and executive officers as a group – 327,379.
(b) Includes the following number of shares which may be acquired by exercise of stock options: R. S.
Braddock –4,000; R. H. Brust –102,657; D. A. Carp –595,494; M. L. Collins –4,000; M. M. Coyne –
129,458; A. F. Emerson –4,000; P. E. Gray –4,000; D. I. Jager –4,000; D. L. Lee –4,000; H. de J. Ruiz –
2,000; E. L. Steenburgh –38,168; L. D. Tyson –4,000; R. A. Zimmerman –4,000; and all directors,
nominees and executive officers as a group –1,979,826.
(c) P. F. Russo forfeited these shares when she resigned from the Company on January 4, 2002.
(d) The total number of shares beneficially owned by all directors, nominees and executive officers as a group
is less than 1% of the Company’s outstanding shares.
The above table reports beneficial ownership in accordance with Rule 13d-3 under the Securities Exchange Act
of 1934. This means all Company securities over which the directors, nominees and executive officers directly
or indirectly have or share voting or investment power are listed as beneficially owned. The figures above
include shares held for the account of the above persons in the Eastman Kodak Shares Program and the Kodak
Employees’ Stock Ownership Plan, and the interests of the above persons in the Kodak Stock Fund of the
Eastman Kodak Employees’ Savings and Investment Plan, stated in terms of Kodak shares.
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