Neiman Marcus 2010 Annual Report Download - page 86
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Table of Contents
Name of Beneficial Owner
Amount and
Nature of
Beneficial
Ownership
(Common Stock)
Options Currently
Exercisable
or Exercisable
within 60 days
Total
Stock and
Stock Based
Holdings
Percent
of Class
(1)
James J. Gold 902 5,723 6,625 *
1618 Main Street
Dallas, TX 75201
Nelson A. Bangs — 1,409 1,409 *
1618 Main Street
Dallas, TX 75201
Phillip L. Maxwell — 1,304 1,304 *
111 Customer Way
Irving, TX 75039
Marita Glodt 346 1,235 1,581 *
1618 Main Street
Dallas, TX 75201
Jonathan Coslet (7) — — — *
345 California Street
San Francisco, CA 94104
John G. Danhakl — — — *
11111 Santa Monica Boulevard
Los Angeles, CA 90025
Carrie Wheeler (7) — — — *
345 California Street
Suite 3300
San Francisco, CA 94104
Susan C. Schnabel — — — *
2121 Avenue of the Stars
Los Angeles, CA 90067
All current executive officers and 1,011,062 44,875 1,055,937 99.62%
directors as a group
(21 persons)
* Represents less than 1% of the class.
Footnotes:
(1) Percentage of class beneficially owned is based on 1,014,915 common shares outstanding as of September 16, 2011, together
with the applicable options to purchase common shares for each shareholder exercisable on September 16, 2011 or within 60
days thereafter. Shares issuable upon the exercise of options currently exercisable or exercisable 60 days after September 16,
2011 are deemed outstanding for computing the percentage ownership of the person holding the options, but are not deemed
outstanding for computing the percentage of any other person. The amounts and percentages of common stock beneficially
owned are reported on the basis of regulations of the SEC governing the determination of beneficial ownership of securities.
Under the rules of the SEC, a person is deemed to be a "beneficial owner" of a security if that person has or shares "voting
power," which includes the power to vote or to direct the voting of such security, or "investment power," which includes the
power to dispose of or to direct the disposition of such security. A person is also deemed to be a beneficial owner of any
securities of which that person has a right to acquire beneficial ownership within 60 days. Under these rules, more than one
person may be deemed to be a beneficial owner of such securities as to which such person has voting or investment power.
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